{
  "crd_number": 117064,
  "slug": "ean-equity-financial-services-llc-117064",
  "primary_business_name": "EAN EQUITY FINANCIAL SERVICES LLC",
  "legal_name": "EAN EQUITY FINANCIAL SERVICES LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-04-21",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 144680225.0,
  "raum_discretionary": 77247780.0,
  "raum_non_discretionary": 67432445.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 12496934.0,
      "count": 26
    },
    "high_net_worth_individuals": {
      "raum": 132183291.0,
      "count": 38
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MD",
    "VA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117064",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/ean-equity-financial-services-llc-117064",
  "display_name": "EAN Equity Financial Services LLC",
  "summary": "EAN Equity Financial Services LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. EAN Equity Financial Services LLC (CRD 117064): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is EAN Equity Financial Services LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), EAN Equity Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does EAN Equity Financial Services LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.75% of assets a year; Flat fee: $4,000 (financial plans); Hourly rate: $200 an hour (limited scope consulting engagements); Flat fee: $200 (limited scope consulting engagements). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is EAN Equity Financial Services LLC registered with the SEC or a state?",
      "a": "EAN Equity Financial Services LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 117064."
    },
    {
      "q": "How much does EAN Equity Financial Services LLC manage?",
      "a": "EAN Equity Financial Services LLC reports $144,680,225 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (53% discretionary)."
    },
    {
      "q": "How have EAN Equity Financial Services LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for EAN Equity Financial Services LLC: Regulatory assets under management: $124,335,544 in the October 2021 data and $144,680,225 in the October 2026 data, up 16%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does EAN Equity Financial Services LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (26)."
    },
    {
      "q": "Which custodians does EAN Equity Financial Services LLC use?",
      "a": "EAN Equity Financial Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does EAN Equity Financial Services LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117064"
    },
    {
      "q": "Does EAN Equity Financial Services LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"EAN EQUITY FINANCIAL SERVICES LLC has no account minimum.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 124335544.0,
      "total_employees": 1,
      "filing_date": "2021-03-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 144026488.0,
      "total_employees": 1,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 119725976.0,
      "total_employees": 1,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 126891329.0,
      "total_employees": 1,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 144527546.0,
      "total_employees": 1,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 144680225.0,
      "total_employees": 1,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "0.75% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $4,000 (financial plans)",
      "Hourly rate: $200 an hour (limited scope consulting engagements)",
      "Flat fee: $200 (limited scope consulting engagements)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.75% of assets a year"
        ],
        "quotes": [
          "EAN EQUITY FINANCIAL SERVICES LLC currently charges 0.75% per year for investment advisory services. The fee will be based on the value of managed assets as of the closing balance of the previous quarter"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "EAN EQUITY FINANCIAL SERVICES LLC has no account minimum."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $4,000 (financial plans)"
        ],
        "quotes": [
          "The Firm currently charges a $4,000 flat fee for financial plans."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 an hour (limited scope consulting engagements)"
        ],
        "quotes": [
          "Tax preparation is billed at a rate of $200 per hour, or at a negotiated rate or fixed fee amount."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $200 (limited scope consulting engagements)"
        ],
        "quotes": [
          "The hourly rate for limited scope consulting engagements is up to $200, or at a negotiated rate or fixed fee amount."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 4000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "financial plans"
        },
        {
          "kind": "hourly",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "limited scope consulting engagements"
        },
        {
          "kind": "flat",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "limited scope consulting engagements"
        }
      ]
    },
    "quotes": [
      "EAN EQUITY FINANCIAL SERVICES LLC currently charges 0.75% per year for investment advisory services. The fee will be based on the value of managed assets as of the closing balance of the previous quarter",
      "EAN EQUITY FINANCIAL SERVICES LLC has no account minimum.",
      "The Firm currently charges a $4,000 flat fee for financial plans.",
      "Tax preparation is billed at a rate of $200 per hour, or at a negotiated rate or fixed fee amount.",
      "The hourly rate for limited scope consulting engagements is up to $200, or at a negotiated rate or fixed fee amount."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ean-equity-financial-services-llc-117064.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 12496934.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 38,
      "fewer_than_5": false,
      "raum": 132183291.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117064",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}