# Eaglebrook Advisors

> Eaglebrook Advisors is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 304438
- Filed as: EAGLEBROOK ADVISORS
- Legal name: Eaglebrook Advisors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304438
- AdvisorCensus page: https://advisorcensus.com/firm/eaglebrook-advisors-new-york-ny-304438

## Quick answers

**How is Eaglebrook Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Eaglebrook Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Eaglebrook Advisors located?**
Eaglebrook Advisors' principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Eaglebrook Advisors registered with the SEC or a state?**
Eaglebrook Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 304438.

**How much does Eaglebrook Advisors manage?**
Eaglebrook Advisors reports $341,960,847 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**How have Eaglebrook Advisors' assets and staff changed since 2022?**
In the Form ADV data for Eaglebrook Advisors: Regulatory assets under management: $142,000,000 in the October 2022 data and $341,960,847 in the October 2026 data, up 141%. Total employees: 25 in October 2022 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eaglebrook Advisors serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (81); high net worth individuals (78).

**Which custodians does Eaglebrook Advisors use?**
Eaglebrook Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Anchorage and Gemini Trust Company, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Eaglebrook Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304438

**What changed in Eaglebrook Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Registered or notice-filed in MT, RI, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Anchorage
- Gemini Trust Company, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $341,960,847
- Discretionary: $0
- Non-discretionary: $341,960,847

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | 78 | $36,724,051 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | 81 | $305,236,796 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 22 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, CO, CT, DC, FL, GA, ID, IL, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- San Luis Obispo, CA

### Websites listed on Form ADV (Item 1.I)
- eaglebrook.com
- LinkedIn @eaglebrook-advisors
- X @eaglebrook

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $142,000,000 | 25 | April 14, 2022 |
| October 2023 | $93,875,340 | 23 | March 31, 2023 |
| October 2024 | $211,105,885 | 23 | March 28, 2024 |
| October 2025 | $350,185,986 | 22 | March 28, 2025 |
| October 2026 | $341,960,847 | 22 | March 30, 2026 |

Regulatory assets under management: $142,000,000 in the October 2022 data and $341,960,847 in the October 2026 data, up 141%.
Total employees: 25 in October 2022 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Registered or notice-filed in MT, RI, WA.

### January 2026
- No longer registered or notice-filed in HI, OR, RI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eaglebrook Advisors (CRD 304438): Form ADV filing data as of October 2026.