# Eagle Strategies LLC

> Eagle Strategies LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1988, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 110826
- Filed as: EAGLE STRATEGIES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110826
- AdvisorCensus page: https://advisorcensus.com/firm/eagle-strategies-llc-new-york-ny-110826

## Quick answers

**How is Eagle Strategies LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Eagle Strategies LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Eagle Strategies LLC charge?**
Its Form ADV Part 2A brochure dated July 31, 2026 states: Flat fee: $35 to $200 (financial seminars); Hourly rate: $100 to $400 an hour (Fee-Based Hourly Advice). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Eagle Strategies LLC located?**
Eagle Strategies LLC's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 25 other offices (Schedule D, Section 1.F).

**Is Eagle Strategies LLC registered with the SEC or a state?**
Eagle Strategies LLC is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 110826.

**How much does Eagle Strategies LLC manage?**
Eagle Strategies LLC reports $32,040,850,438 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (5% discretionary).

**How have Eagle Strategies LLC's assets and staff changed since 2021?**
In the Form ADV data for Eagle Strategies LLC: Regulatory assets under management: $13,987,252,112 in the October 2021 data and $32,040,850,438 in the October 2026 data, up 129%. Total employees: 2,114 in October 2021 and 3,190 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eagle Strategies LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105,597); high net worth individuals (27,125); corporations or other businesses not listed above (892).

**Which custodians does Eagle Strategies LLC use?**
Eagle Strategies LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Eagle Strategies LLC report any disciplinary disclosures?**
Reports 17 disclosure items on Form ADV Item 11: yes answers to 4 questions about criminal matters, 12 questions about regulatory matters, and 1 question about civil court matters (11.A(1), 11.A(2), 11.B(1), 11.B(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(1), 11.E(2), 11.E(4), 11.F, 11.H(1)(a)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110826

**What changed in Eagle Strategies LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2093 to 2463. Regulatory assets under management went from $25,395,380,570 to $32,040,850,438 (+26%). Changed its office addresses in Painted Post, NY. Added an office in Anchorage, AK. Added an office in Charlotte, NC. Added an office in Denver, CO. Added an office in Roseville, CA. Added an office in Sunrise, FL. No longer lists an office in Creve Coeur, MO. No longer lists an office in Edina, MN. No longer lists an office in Edison, NJ. No longer lists an office in Irvine, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 31, 2026)

- Flat fee: $35 to $200 (financial seminars)

> We sometimes charge a one-time fee to persons attending financial seminars. ... generally in the range of $35 to $200 per attendee.

- Hourly rate: $100 to $400 an hour (Fee-Based Hourly Advice)

> The hourly fee is negotiable and generally ranges from $100 to $400 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $32,040,850,438
- Discretionary: $1,695,735,091
- Non-discretionary: $30,345,115,347

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 105,597 | $17,099,160,683 |
| High net worth individuals | 27,125 | $14,149,724,414 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | 286 | $60,935,748 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | 892 | $731,029,593 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 1988 (37 years)
- Employees: 3,190 total, 2,463 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 17 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.B(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?
- 11.B(2): In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?
- 11.F: Has an authorization to act as an attorney, accountant, or federal contractor granted to the firm or an advisory affiliate ever been revoked or suspended?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110826

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Anaheim, CA
- Anchorage, AK
- Austin, TX
- Bellevue, WA
- Bethesda, MD
- Charlotte, NC
- Dallas, TX
- Deerfield, IL
- Denver, CO
- Frisco, TX
- Glendale, CA
- Honolulu, HI
- Houston, TX
- Melville, NY
- New York, NY
- Northampton, MA
- Painted Post, NY
- Roseville, CA
- Saddlebrook, NJ
- San Antonio, TX
- San Francisco, CA
- Sunrise, FL
- Vienna, VA
- Waltham, MA
- White Plains, NY

### Websites listed on Form ADV (Item 1.I)
- [eaglestrategies.com](https://eaglestrategies.com)
- Facebook @EagleStrategies
- LinkedIn @eagle-strategies-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $13,987,252,112 | 2,114 | August 2, 2021 |
| October 2022 | $18,109,526,631 | 2,277 | July 14, 2022 |
| October 2023 | $16,667,263,900 | 2,392 | August 14, 2023 |
| October 2024 | $20,357,746,578 | 2,567 | August 28, 2024 |
| October 2025 | $25,395,380,570 | 2,804 | July 1, 2025 |
| October 2026 | $32,040,850,438 | 3,190 | July 31, 2026 |

Regulatory assets under management: $13,987,252,112 in the October 2021 data and $32,040,850,438 in the October 2026 data, up 129%.
Total employees: 2,114 in October 2021 and 3,190 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2093 to 2463.
- Regulatory assets under management went from $25,395,380,570 to $32,040,850,438 (+26%).
- Changed its office addresses in Painted Post, NY.
- Added an office in Anchorage, AK.
- Added an office in Charlotte, NC.
- Added an office in Denver, CO.
- Added an office in Roseville, CA.
- Added an office in Sunrise, FL.
- No longer lists an office in Creve Coeur, MO.
- No longer lists an office in Edina, MN.
- No longer lists an office in Edison, NJ.
- No longer lists an office in Irvine, CA.

### February 2026
- Updated its list of owners and control persons (Schedule A).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eagle Strategies LLC (CRD 110826): Form ADV filing data as of October 2026.