# Eagle Rock Investment Company, LLC

> Eagle Rock Investment Company, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 313832
- Filed as: EAGLE ROCK INVESTMENT COMPANY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313832
- AdvisorCensus page: https://advisorcensus.com/firm/eagle-rock-investment-company-llc-atlanta-ga-313832

## Quick answers

**How is Eagle Rock Investment Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Eagle Rock Investment Company, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Eagle Rock Investment Company, LLC located?**
Eagle Rock Investment Company, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Eagle Rock Investment Company, LLC registered with the SEC or a state?**
Eagle Rock Investment Company, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313832.

**How much does Eagle Rock Investment Company, LLC manage?**
Eagle Rock Investment Company, LLC reports $786,723,457 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (99% discretionary).

**How have Eagle Rock Investment Company, LLC's assets and staff changed since 2021?**
In the Form ADV data for Eagle Rock Investment Company, LLC: Regulatory assets under management: $187,000,000 in the October 2021 data and $786,723,457 in the October 2026 data, up 321%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eagle Rock Investment Company, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (14); charitable organizations (6).

**Which custodians does Eagle Rock Investment Company, LLC use?**
Eagle Rock Investment Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc., Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Eagle Rock Investment Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313832

**Does Eagle Rock Investment Company, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 11, 2026 says: "* Minimum relationship size is $1,000,000." "Eagle Rock requires a minimum relationship size of $1,000,000, which may be reduced at its sole discretion."

**What changed in Eagle Rock Investment Company, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $659,953,497 to $786,723,457 (+19%). Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 11, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> * Minimum relationship size is $1,000,000.

> Eagle Rock requires a minimum relationship size of $1,000,000, which may be reduced at its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BofA Securities, Inc.
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $786,723,457
- Discretionary: $777,460,946
- Non-discretionary: $9,262,511

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $8,052,981 |
| High net worth individuals | 63 | $549,630,205 |
| Charitable organizations | 6 | $221,252,517 |
| Corporations or other businesses not listed above | Fewer than 5 | $7,787,754 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eaglerockinvest.com
- LinkedIn @eagle-rock-investment-company-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $187,000,000 | 3 | October 1, 2021 |
| October 2022 | $515,928,263 | 3 | September 29, 2022 |
| October 2023 | $468,213,676 | 3 | February 10, 2023 |
| October 2024 | $527,846,135 | 3 | January 25, 2024 |
| October 2025 | $659,953,497 | 3 | February 7, 2025 |
| October 2026 | $786,723,457 | 4 | February 25, 2026 |

Regulatory assets under management: $187,000,000 in the October 2021 data and $786,723,457 in the October 2026 data, up 321%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $659,953,497 to $786,723,457 (+19%).
- Employees performing advisory functions went from 2 to 3.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eagle Rock Investment Company, LLC (CRD 313832): Form ADV filing data as of October 2026.