# Eagle Rock Financial Advisers, Ltd.

> Eagle Rock Financial Advisers, Ltd. is a state-registered investment advisory firm in Lancaster, PA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 125749
- Filed as: EAGLE ROCK FINANCIAL ADVISERS, LTD.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lancaster, PA
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/125749
- AdvisorCensus page: https://advisorcensus.com/firm/eagle-rock-financial-advisers-ltd-lancaster-pa-125749

## Quick answers

**How is Eagle Rock Financial Advisers, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Eagle Rock Financial Advisers, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Eagle Rock Financial Advisers, Ltd. located?**
Eagle Rock Financial Advisers, Ltd.'s principal office is in Lancaster, PA, according to its Form ADV.

**Is Eagle Rock Financial Advisers, Ltd. registered with the SEC or a state?**
Eagle Rock Financial Advisers, Ltd. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 125749.

**How much does Eagle Rock Financial Advisers, Ltd. manage?**
Eagle Rock Financial Advisers, Ltd. reports $48,900,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**What types of clients does Eagle Rock Financial Advisers, Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (15).

**Does Eagle Rock Financial Advisers, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125749

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $48,900,000
- Discretionary: $48,900,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $24,300,000 |
| High net worth individuals | 15 | $24,600,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eaglerockfinadv.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eagle Rock Financial Advisers, Ltd. (CRD 125749): Form ADV filing data as of October 2026.