{ "crd_number": 107306, "slug": "eagle-global-advisors-llc-houston-tx-107306", "primary_business_name": "EAGLE GLOBAL ADVISORS LLC", "legal_name": "EAGLE GLOBAL ADVISORS LLC", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1996-11-14", "years_registered": 29, "period": "2026-10-01", "filing_date": "2026-09-04", "carried_forward": false, "raum_total": 3099764577.0, "raum_discretionary": 3099764577.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 24, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 153891019.0, "count": 16 }, "individuals": { "raum": 1789813037.0, "count": 336 }, "investment_companies": { "raum": 631199088.0, "count": 5 }, "pension_profit_sharing": { "raum": 103411766.0, "count": 6 }, "pooled_investment_vehicles": { "raum": 421449667.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AL", "CA", "CO", "FL", "IL", "MS", "NC", "NM", "NV", "OK", "TN", "TX" ], "websites": [ "https://eagleglobal.com", "https://linkedin.com/company/eagle-global" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107306", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/eagle-global-advisors-llc-houston-tx-107306", "display_name": "Eagle Global Advisors LLC", "summary": "Eagle Global Advisors LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.", "citation": "AdvisorCensus. Eagle Global Advisors LLC (CRD 107306): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Eagle Global Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Eagle Global Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Eagle Global Advisors LLC located?", "a": "Eagle Global Advisors LLC's principal office is in Houston, TX, according to its Form ADV." }, { "q": "Is Eagle Global Advisors LLC registered with the SEC or a state?", "a": "Eagle Global Advisors LLC is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107306." }, { "q": "How much does Eagle Global Advisors LLC manage?", "a": "Eagle Global Advisors LLC reports $3,099,764,577 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary)." }, { "q": "How have Eagle Global Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Eagle Global Advisors LLC: Regulatory assets under management: $1,571,347,094 in the October 2021 data and $3,099,764,577 in the October 2026 data, up 97%. Total employees: 31 in October 2021 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Eagle Global Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (336); charitable organizations (16); pension and profit sharing plans (but not the plan participants or government pension plans) (6)." }, { "q": "Which custodians does Eagle Global Advisors LLC use?", "a": "Eagle Global Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC and SEI Private Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Eagle Global Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107306" }, { "q": "What changed in Eagle Global Advisors LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Registered or notice-filed in AL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1571347094.0, "total_employees": 31, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1912746598.0, "total_employees": 25, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1700514432.0, "total_employees": 23, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1941056987.0, "total_employees": 24, "filing_date": "2024-03-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2461774037.0, "total_employees": 23, "filing_date": "2025-05-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3099764577.0, "total_employees": 24, "filing_date": "2026-09-04" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Registered or notice-filed in AL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 10 to 11.", "Regulatory assets under management went from $2,461,774,037 to $3,099,764,577 (+26%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Registered or notice-filed in MS, NC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Distributors Company LLC", "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC", "affiliated": false }, { "name": "SEI Private Trust Company", "name_as_filed": "SEI PRIVATE TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/eagle-global-advisors-llc-houston-tx-107306.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 336, "fewer_than_5": false, "raum": 1789813037.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 5, "fewer_than_5": false, "raum": 631199088.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 421449667.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 6, "fewer_than_5": false, "raum": 103411766.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 16, "fewer_than_5": false, "raum": 153891019.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107306", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }