# Eagle Financial Strategies

> Eagle Financial Strategies is an SEC-registered investment advisory firm in Bangor, ME, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 138825
- Filed as: EAGLE FINANCIAL STRATEGIES
- Legal name: Alpha Capital Advisors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bangor, ME
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138825
- AdvisorCensus page: https://advisorcensus.com/firm/eagle-financial-strategies-bangor-me-138825

## Quick answers

**How is Eagle Financial Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), Eagle Financial Strategies reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Eagle Financial Strategies' brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Eagle Financial Strategies located?**
Eagle Financial Strategies' principal office is in Bangor, ME, according to its Form ADV.

**Is Eagle Financial Strategies registered with the SEC or a state?**
Eagle Financial Strategies is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 138825.

**How much does Eagle Financial Strategies manage?**
Eagle Financial Strategies reports $145,988,854 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Eagle Financial Strategies' assets and staff changed since 2021?**
In the Form ADV data for Eagle Financial Strategies: Regulatory assets under management: $116,452,563 in the October 2021 data and $145,988,854 in the October 2026 data, up 25%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eagle Financial Strategies serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (249); high net worth individuals (45).

**Which custodians does Eagle Financial Strategies use?**
Eagle Financial Strategies' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Eagle Financial Strategies report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138825

**Does Eagle Financial Strategies state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "This service has no minimum account size requirements and will be offered to all clients." "The Firm does not have a minimum account size requirement."

**What changed in Eagle Financial Strategies' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $129,696,230 to $145,988,854 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)

> For its asset management services, the Firm charges an ongoing asset-based fee up to 1.25%, annually.

- Account minimum: None

> This service has no minimum account size requirements and will be offered to all clients.

> The Firm does not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $145,988,854
- Discretionary: $145,988,854
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 249 | $56,979,020 |
| High net worth individuals | 45 | $82,162,893 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,092,160 |
| Corporations or other businesses not listed above | Fewer than 5 | $754,781 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CT, FL, MD, ME, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eaglefinancialstrategies.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $116,452,563 | 5 | May 12, 2021 |
| October 2022 | $127,569,848 | 5 | March 10, 2022 |
| October 2023 | $103,166,124 | 5 | March 2, 2023 |
| October 2024 | $117,224,874 | 6 | February 8, 2024 |
| October 2025 | $129,696,230 | 6 | February 27, 2025 |
| October 2026 | $145,988,854 | 6 | March 19, 2026 |

Regulatory assets under management: $116,452,563 in the October 2021 data and $145,988,854 in the October 2026 data, up 25%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $129,696,230 to $145,988,854 (+13%).

### January 2026
- No longer registered or notice-filed in NC, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eagle Financial Strategies (CRD 138825): Form ADV filing data as of October 2026.