{ "crd_number": 106422, "slug": "eagle-capital-management-llc-new-york-ny-106422", "primary_business_name": "EAGLE CAPITAL MANAGEMENT LLC", "legal_name": "EAGLE CAPITAL MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1995-04-05", "years_registered": 31, "period": "2026-10-01", "filing_date": "2026-09-10", "carried_forward": false, "raum_total": 35796108152.0, "raum_discretionary": 35796108152.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 45, "advisory_employees": 12, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 2122105209.0, "count": 76, "description": "PARTNERSHIP, OTHER, MODEL" }, "charitable": { "raum": 5450787071.0, "count": 251 }, "individuals": { "raum": 0.0, "count": 0 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 2200184784.0, "count": 17 }, "insurance_companies": { "raum": 31571649.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 3552421692.0, "count": 1 }, "pension_profit_sharing": { "raum": 3276270632.0, "count": 75 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 6599586128.0, "count": 1509 }, "pooled_investment_vehicles": { "raum": 1077004541.0, "count": 2 }, "corporations_other_businesses": { "raum": 6887033713.0, "count": 348 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 4599142733.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AZ", "CA", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "NC", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "WA", "WI", "WY" ], "websites": [ "https://eaglecap.com", "https://linkedin.com/COMPANY/EAGLE-CAPITAL-MANAGEMENT" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106422", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/eagle-capital-management-llc-new-york-ny-106422", "display_name": "Eagle Capital Management LLC", "summary": "Eagle Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 10, 2026.", "citation": "AdvisorCensus. Eagle Capital Management LLC (CRD 106422): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Eagle Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Eagle Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Eagle Capital Management LLC located?", "a": "Eagle Capital Management LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Eagle Capital Management LLC registered with the SEC or a state?", "a": "Eagle Capital Management LLC is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106422." }, { "q": "How much does Eagle Capital Management LLC manage?", "a": "Eagle Capital Management LLC reports $35,796,108,152 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary)." }, { "q": "How have Eagle Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Eagle Capital Management LLC: Regulatory assets under management: $32,381,162,949 in the October 2021 data and $35,796,108,152 in the October 2026 data, up 11%. Total employees: 37 in October 2021 and 45 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Eagle Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (1,509); corporations or other businesses not listed above (348); charitable organizations (251)." }, { "q": "Which custodians does Eagle Capital Management LLC use?", "a": "Eagle Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Eagle Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106422" }, { "q": "Does Eagle Capital Management LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 20, 2026 says: \"Generally, the minimum account size is $2 million. Certain legacy client accounts have lower account sizes. Further, business considerations may, in certain cases, lead to exceptions to this policy.\"" }, { "q": "What changed in Eagle Capital Management LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Registered or notice-filed in SD." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 32381162949.0, "total_employees": 37, "filing_date": "2021-03-22" }, { "period": "2022-10-01", "regulatory_assets_under_management": 35037767553.0, "total_employees": 36, "filing_date": "2022-03-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 23926327632.0, "total_employees": 39, "filing_date": "2023-03-20" }, { "period": "2024-10-01", "regulatory_assets_under_management": 29103339891.0, "total_employees": 42, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 31186406111.0, "total_employees": 42, "filing_date": "2025-06-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 35796108152.0, "total_employees": 45, "filing_date": "2026-09-10" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Registered or notice-filed in SD." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $31,186,406,111 to $35,796,108,152 (+15%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 20, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$2,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "Generally, the minimum account size is $2 million. Certain legacy client accounts have lower account sizes. Further, business considerations may, in certain cases, lead to exceptions to this policy." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 2000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Generally, the minimum account size is $2 million. Certain legacy client accounts have lower account sizes. Further, business considerations may, in certain cases, lead to exceptions to this policy." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false }, { "name": "State Street Bank and Trust Company", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/eagle-capital-management-llc-new-york-ny-106422.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1509, "fewer_than_5": false, "raum": 6599586128.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 3552421692.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 1077004541.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 75, "fewer_than_5": false, "raum": 3276270632.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 251, "fewer_than_5": false, "raum": 5450787071.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 17, "fewer_than_5": false, "raum": 2200184784.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 31571649.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 4599142733.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 348, "fewer_than_5": false, "raum": 6887033713.0 }, { "type": "other", "label": "Other", "count": 76, "fewer_than_5": false, "raum": 2122105209.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106422", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }