# E.J. Nickerson Co.

> E.J. Nickerson Co. is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 282012
- Filed as: E.J. NICKERSON CO.
- Legal name: Nickerson, Eric James
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/282012
- AdvisorCensus page: https://advisorcensus.com/firm/e-j-nickerson-co-282012

## Quick answers

**How is E.J. Nickerson Co. compensated?**
On its Form ADV (Item 5.E, October 2026), E.J. Nickerson Co. reports these compensation arrangements: a percentage of assets under its management.

**Is E.J. Nickerson Co. registered with the SEC or a state?**
E.J. Nickerson Co. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 282012.

**How much does E.J. Nickerson Co. manage?**
E.J. Nickerson Co. reports $20,962,298 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**What types of clients does E.J. Nickerson Co. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does E.J. Nickerson Co. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.H(1)(a) (court injunction in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282012

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $20,962,298
- Discretionary: $20,962,298
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $20,962,298 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282012

### Websites listed on Form ADV (Item 1.I)
- thirdcentury.org

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. E.J. Nickerson Co. (CRD 282012): Form ADV filing data as of October 2026.