# DWV Advisors, LLC

> DWV Advisors, LLC is an SEC-registered investment advisory firm in Essex Junction, VT, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.

- CRD: 154148
- Filed as: DWV ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Essex Junction, VT
- Filing period: October 2026
- Form ADV filing dated: June 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154148
- AdvisorCensus page: https://advisorcensus.com/firm/dwv-advisors-llc-essex-junction-vt-154148

## Quick answers

**How is DWV Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), DWV Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is DWV Advisors, LLC located?**
DWV Advisors, LLC's principal office is in Essex Junction, VT, according to its Form ADV.

**Is DWV Advisors, LLC registered with the SEC or a state?**
DWV Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 154148.

**How much does DWV Advisors, LLC manage?**
DWV Advisors, LLC reports $156,605,177 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (100% discretionary).

**How have DWV Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for DWV Advisors, LLC: Regulatory assets under management: $123,708,162 in the October 2021 data and $156,605,177 in the October 2026 data, up 27%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DWV Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9); high net worth individuals (6).

**Which custodians does DWV Advisors, LLC use?**
DWV Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fiduciary Trust, Interactive Brokers LLC, Trust Company and US Trust as custodians holding 10% or more of its separately managed account assets.

**Does DWV Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154148

**Does DWV Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 24, 2026 says: "Our minimum account size requirement is $250,000 to open or maintain an account under our management. DWV may reduce or waive the minimum account size requirement on a case-by-case basis."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 24, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Our minimum account size requirement is $250,000 to open or maintain an account under our management. DWV may reduce or waive the minimum account size requirement on a case-by-case basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fiduciary Trust
- Interactive Brokers LLC
- Trust Company
- US Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $156,605,177
- Discretionary: $156,605,177
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $5,880,111 |
| High net worth individuals | 6 | $150,725,066 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dwvadvisors.com
- Facebook @DWV-Advisors
- LinkedIn @dwv-advisors
- X @DWVAdvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $123,708,162 | 2 | March 18, 2021 |
| October 2022 | $130,119,511 | 1 | September 13, 2022 |
| October 2023 | $116,755,029 | 1 | March 3, 2023 |
| October 2024 | $106,043,423 | 1 | March 11, 2024 |
| October 2025 | $148,371,642 | 1 | July 31, 2025 |
| October 2026 | $156,605,177 | 1 | June 25, 2026 |

Regulatory assets under management: $123,708,162 in the October 2021 data and $156,605,177 in the October 2026 data, up 27%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DWV Advisors, LLC (CRD 154148): Form ADV filing data as of October 2026.