# DWT Financial

> DWT Financial is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 328377
- Filed as: DWT FINANCIAL
- Legal name: DWT Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in South Carolina
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328377
- AdvisorCensus page: https://advisorcensus.com/firm/dwt-financial-328377

## Quick answers

**How is DWT Financial compensated?**
On its Form ADV (Item 5.E, October 2026), DWT Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is DWT Financial registered with the SEC or a state?**
DWT Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328377.

**How much does DWT Financial manage?**
DWT Financial reports $607,226 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does DWT Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13).

**Does DWT Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328377

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $607,226
- Discretionary: $607,226
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $607,226 |
| High net worth individuals | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dwtfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DWT Financial (CRD 328377): Form ADV filing data as of October 2026.