{
  "crd_number": 341684,
  "slug": "dvb-private-wealth-harrisburg-pa-341684",
  "primary_business_name": "DVB PRIVATE WEALTH",
  "legal_name": "DVB PRIVATE WEALTH LLC",
  "dbas": [
    "LIFE BEYOND YOU"
  ],
  "city": "Harrisburg",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "25420",
  "metro": {
    "cbsa_code": "25420",
    "common_name": "Harrisburg",
    "msa_name": "Harrisburg-Carlisle, PA",
    "path": "/advisors/pa/harrisburg"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-06-25",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-25",
  "carried_forward": false,
  "raum_total": 225713958.0,
  "raum_discretionary": 181610902.0,
  "raum_non_discretionary": 44103056.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 64023257.0,
      "count": 200
    },
    "pension_profit_sharing": {
      "raum": 44103056.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 117587645.0,
      "count": 40
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "LA",
    "MD",
    "PA"
  ],
  "websites": [
    "https://dvbprivatewealth.com",
    "https://facebook.com/dvbprivatewealth",
    "https://facebook.com/groups/lifebeyondyou",
    "https://lifebeyondyou.org",
    "https://linkedin.com/company/dvbprivatewealth",
    "https://youtube.com/life_beyond_you"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341684",
  "city_as_filed": "HARRISBURG",
  "url": "https://advisorcensus.com/firm/dvb-private-wealth-harrisburg-pa-341684",
  "display_name": "DVB Private Wealth",
  "summary": "DVB Private Wealth is an SEC-registered investment advisory firm in Harrisburg, PA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.",
  "citation": "AdvisorCensus. DVB Private Wealth (CRD 341684): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is DVB Private Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), DVB Private Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is DVB Private Wealth located?",
      "a": "DVB Private Wealth's principal office is in Harrisburg, PA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is DVB Private Wealth registered with the SEC or a state?",
      "a": "DVB Private Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341684."
    },
    {
      "q": "How much does DVB Private Wealth manage?",
      "a": "DVB Private Wealth reports $225,713,958 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (80% discretionary)."
    },
    {
      "q": "What types of clients does DVB Private Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200); high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (9)."
    },
    {
      "q": "Which custodians does DVB Private Wealth use?",
      "a": "DVB Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC and Voya Financial Partners, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does DVB Private Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341684"
    },
    {
      "q": "What changed in DVB Private Wealth's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in FL, LA, MD."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in FL, LA, MD."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Newly registered with the SEC.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "Voya Financial Partners, LLC",
      "name_as_filed": "VOYA FINANCIAL PARTNERS, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dvb-private-wealth-harrisburg-pa-341684.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 200,
      "fewer_than_5": false,
      "raum": 64023257.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 40,
      "fewer_than_5": false,
      "raum": 117587645.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 44103056.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341684",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}