# Dupree & Company, Inc.

> Dupree & Company, Inc. is an SEC-registered investment advisory firm in Lexington, KY, registered since 1977, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 1697
- Filed as: DUPREE & COMPANY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/1697
- AdvisorCensus page: https://advisorcensus.com/firm/dupree-and-company-inc-lexington-ky-1697

## Quick answers

**How is Dupree & Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Dupree & Company, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dupree & Company, Inc. located?**
Dupree & Company, Inc.'s principal office is in Lexington, KY, according to its Form ADV.

**Is Dupree & Company, Inc. registered with the SEC or a state?**
Dupree & Company, Inc. is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 1697.

**How much does Dupree & Company, Inc. manage?**
Dupree & Company, Inc. reports $888,208,444 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**How have Dupree & Company, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Dupree & Company, Inc.: Regulatory assets under management: $1,388,319,446 in the October 2021 data and $888,208,444 in the October 2026 data, down 36%. Total employees: 13 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dupree & Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Dupree & Company, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/1697

**What changed in Dupree & Company, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $888,208,444
- Discretionary: $888,208,444
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $888,208,444 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 1977 (49 years)
- Employees: 12 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,388,319,446 | 13 | March 8, 2021 |
| October 2022 | $1,393,114,546 | 13 | February 7, 2022 |
| October 2023 | $1,100,942,271 | 13 | February 14, 2023 |
| October 2024 | $1,031,166,310 | 13 | May 28, 2024 |
| October 2025 | $956,478,786 | 12 | March 24, 2025 |
| October 2026 | $888,208,444 | 12 | February 20, 2026 |

Regulatory assets under management: $1,388,319,446 in the October 2021 data and $888,208,444 in the October 2026 data, down 36%.
Total employees: 13 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dupree & Company, Inc. (CRD 1697): Form ADV filing data as of October 2026.