{
  "crd_number": 109058,
  "slug": "dunnavan-and-co-minneapolis-mn-109058",
  "primary_business_name": "DUNNAVAN & CO.",
  "legal_name": "C. C. DUNNAVAN & CO., INC.",
  "dbas": [],
  "city": "Minneapolis",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1979-06-01",
  "years_registered": 47,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 392678403.0,
  "raum_discretionary": 392678403.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 68944471.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 48005101.0,
      "count": 155
    },
    "pension_profit_sharing": {
      "raum": 5827413.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 269901418.0,
      "count": 73
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MN",
    "NY",
    "TX",
    "WI"
  ],
  "websites": [
    "https://dunnavan.com",
    "https://linkedin.com/COMPANY/DUNNAVANCO"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109058",
  "city_as_filed": "MINNEAPOLIS",
  "url": "https://advisorcensus.com/firm/dunnavan-and-co-minneapolis-mn-109058",
  "display_name": "Dunnavan & Co.",
  "summary": "Dunnavan & Co. is an SEC-registered investment advisory firm in Minneapolis, MN, registered since 1979, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Dunnavan & Co. (CRD 109058): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Dunnavan & Co. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dunnavan & Co. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Dunnavan & Co. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 5, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Dunnavan & Co. located?",
      "a": "Dunnavan & Co.'s principal office is in Minneapolis, MN, according to its Form ADV."
    },
    {
      "q": "Is Dunnavan & Co. registered with the SEC or a state?",
      "a": "Dunnavan & Co. is an SEC-registered investment advisory firm, registered since 1979. Status as filed: Approved. CRD 109058."
    },
    {
      "q": "How much does Dunnavan & Co. manage?",
      "a": "Dunnavan & Co. reports $392,678,403 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Dunnavan & Co.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dunnavan & Co.: Regulatory assets under management: $401,131,134 in the October 2021 data and $392,678,403 in the October 2026 data, down 2%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dunnavan & Co. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (155); high net worth individuals (73); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Dunnavan & Co. use?",
      "a": "Dunnavan & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dunnavan & Co. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109058"
    },
    {
      "q": "Does Dunnavan & Co. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 5, 2026 says: \"There is an account minimum, $500,000, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation.\""
    },
    {
      "q": "What changed in Dunnavan & Co.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 401131134.0,
      "total_employees": 7,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 426296663.0,
      "total_employees": 9,
      "filing_date": "2022-03-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 351402911.0,
      "total_employees": 7,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 383808388.0,
      "total_employees": 7,
      "filing_date": "2024-03-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 391909827.0,
      "total_employees": 7,
      "filing_date": "2025-03-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 392678403.0,
      "total_employees": 6,
      "filing_date": "2026-03-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 4."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 5, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% of assets a year"
        ],
        "quotes": [
          "All Assets Under Management 1.00%",
          "These fees are negotiable and the final fee schedule is attached in the Investment Advisory Contract."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is an account minimum, $500,000, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "All Assets Under Management 1.00%",
      "These fees are negotiable and the final fee schedule is attached in the Investment Advisory Contract.",
      "There is an account minimum, $500,000, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Merrill Lynch, Pierce, Fenner & Smith Incorporated",
      "name_as_filed": "MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dunnavan-and-co-minneapolis-mn-109058.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 155,
      "fewer_than_5": false,
      "raum": 48005101.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 73,
      "fewer_than_5": false,
      "raum": 269901418.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 5827413.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 68944471.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109058",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}