{ "crd_number": 328632, "slug": "dunn-capital-management-stuart-fl-328632", "primary_business_name": "DUNN CAPITAL MANAGEMENT", "legal_name": "DUNN CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Stuart", "state": "FL", "country": "United States", "cbsa_code": "38940", "metro": { "cbsa_code": "38940", "common_name": "Port St. Lucie", "msa_name": "Port St. Lucie, FL", "path": "/advisors/fl/port-st-lucie" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-02-16", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-19", "carried_forward": false, "raum_total": 268989599.0, "raum_discretionary": 268989599.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 27, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 268989599.0, "count": 1 } }, "compensation_types": [ "other" ], "advisory_activities": [ "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "FL" ], "websites": [ "https://dunncapital.com", "https://linkedin.com/company/dunncapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328632", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "STUART", "url": "https://advisorcensus.com/firm/dunn-capital-management-stuart-fl-328632", "display_name": "Dunn Capital Management", "summary": "Dunn Capital Management is an SEC-registered investment advisory firm in Stuart, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.", "citation": "AdvisorCensus. Dunn Capital Management (CRD 328632): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Dunn Capital Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Dunn Capital Management reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Dunn Capital Management located?", "a": "Dunn Capital Management's principal office is in Stuart, FL, according to its Form ADV." }, { "q": "Is Dunn Capital Management registered with the SEC or a state?", "a": "Dunn Capital Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328632." }, { "q": "How much does Dunn Capital Management manage?", "a": "Dunn Capital Management reports $268,989,599 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary)." }, { "q": "How have Dunn Capital Management's assets and staff changed since 2024?", "a": "In the Form ADV data for Dunn Capital Management: Regulatory assets under management: $162,766,531 in the October 2024 data and $268,989,599 in the October 2026 data, up 65%. Total employees: 23 in October 2024 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Dunn Capital Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Dunn Capital Management report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328632" }, { "q": "What changed in Dunn Capital Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $187,575,148 to $268,989,599 (+43%)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 162766531.0, "total_employees": 23, "filing_date": "2024-04-12" }, { "period": "2025-10-01", "regulatory_assets_under_management": 187575148.0, "total_employees": 23, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 268989599.0, "total_employees": 27, "filing_date": "2026-03-19" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 6.", "Regulatory assets under management went from $187,575,148 to $268,989,599 (+43%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/dunn-capital-management-stuart-fl-328632.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 268989599.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328632", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }