{ "crd_number": 172538, "slug": "dunes-point-capital-l-p-rye-ny-172538", "primary_business_name": "DUNES POINT CAPITAL, L.P.", "legal_name": "DUNES POINT CAPITAL, L.P.", "dbas": [], "city": "Rye", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-04-04", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 2563334390.0, "raum_discretionary": 2563334390.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 37, "advisory_employees": 31, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2563334390.0, "count": 9 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://dunespointcapital.com", "https://linkedin.com/company/dunes-point-capital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172538", "city_as_filed": "RYE", "url": "https://advisorcensus.com/firm/dunes-point-capital-l-p-rye-ny-172538", "display_name": "Dunes Point Capital, L.P.", "summary": "Dunes Point Capital, L.P. is an SEC-registered investment advisory firm in Rye, NY, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Dunes Point Capital, L.P. (CRD 172538): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Dunes Point Capital, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Dunes Point Capital, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Dunes Point Capital, L.P. located?", "a": "Dunes Point Capital, L.P.'s principal office is in Rye, NY, according to its Form ADV." }, { "q": "Is Dunes Point Capital, L.P. registered with the SEC or a state?", "a": "Dunes Point Capital, L.P. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 172538." }, { "q": "How much does Dunes Point Capital, L.P. manage?", "a": "Dunes Point Capital, L.P. reports $2,563,334,390 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Dunes Point Capital, L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Dunes Point Capital, L.P.: Regulatory assets under management: $914,401,836 in the October 2021 data and $2,563,334,390 in the October 2026 data, up 180%. Total employees: 24 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Dunes Point Capital, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Dunes Point Capital, L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172538" }, { "q": "What changed in Dunes Point Capital, L.P.'s recent Form ADV filings?", "a": "In the April 2026 filing data: No longer lists the business name Dunes Point Capital. Employees performing advisory functions went from 28 to 31. Regulatory assets under management went from $1,741,307,076 to $2,563,334,390 (+47%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 914401836.0, "total_employees": 24, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1316860786.0, "total_employees": 19, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1946452896.0, "total_employees": 24, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2023763308.0, "total_employees": 28, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1741307076.0, "total_employees": 31, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2563334390.0, "total_employees": 37, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists the business name Dunes Point Capital.", "Employees performing advisory functions went from 28 to 31.", "Regulatory assets under management went from $1,741,307,076 to $2,563,334,390 (+47%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/dunes-point-capital-l-p-rye-ny-172538.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 2563334390.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172538", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }