# Dunes Financial

> Dunes Financial is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 334836
- Filed as: DUNES FINANCIAL
- Legal name: Dunes Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334836
- AdvisorCensus page: https://advisorcensus.com/firm/dunes-financial-334836

## Quick answers

**How is Dunes Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Dunes Financial reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Dunes Financial registered with the SEC or a state?**
Dunes Financial is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334836.

**How much does Dunes Financial manage?**
Dunes Financial reports $84,292,955 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**What types of clients does Dunes Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (5).

**Does Dunes Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334836

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $84,292,955
- Discretionary: $84,292,955
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $3,757,891 |
| High net worth individuals | 25 | $80,535,064 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dunesfinancial.com
- Facebook @p
- LinkedIn @dunes-financial
- LinkedIn @mark-rosinski-cpa-cfp

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dunes Financial (CRD 334836): Form ADV filing data as of October 2026.