# Duncan Financial Management, Inc.

> Duncan Financial Management, Inc. is a state-registered investment advisory firm in Sunset Hills, MO, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 150849
- Filed as: DUNCAN FINANCIAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sunset Hills, MO
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/150849
- AdvisorCensus page: https://advisorcensus.com/firm/duncan-financial-management-inc-sunset-hills-mo-150849

## Quick answers

**How is Duncan Financial Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Duncan Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Duncan Financial Management, Inc. located?**
Duncan Financial Management, Inc.'s principal office is in Sunset Hills, MO, according to its Form ADV.

**Is Duncan Financial Management, Inc. registered with the SEC or a state?**
Duncan Financial Management, Inc. is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 150849.

**How much does Duncan Financial Management, Inc. manage?**
Duncan Financial Management, Inc. reports $25,434,547 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**What types of clients does Duncan Financial Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (362); high net worth individuals (13).

**Does Duncan Financial Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150849

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $25,434,547
- Discretionary: $25,434,547
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 362 | $21,564,038 |
| High net worth individuals | 13 | $3,870,509 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2009 (16 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- duncanfm.net
- Facebook @DUNCANFM.NET
- Instagram @DUNCAN_FM

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Duncan Financial Management, Inc. (CRD 150849): Form ADV filing data as of October 2026.