{ "crd_number": 305883, "slug": "dumont-global-lp-new-york-ny-305883", "primary_business_name": "DUMONT GLOBAL LP", "legal_name": "DUMONT GLOBAL LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-01-14", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 111000000.0, "raum_discretionary": 111000000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 0, "advisory_employees": 0, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "high_net_worth_individuals": { "raum": 86000000.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 25000000.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://dumontglobal.com", "https://linkedin.com/company/dumont-global?viewAsMember=true" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305883", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/dumont-global-lp-new-york-ny-305883", "display_name": "Dumont Global LP", "summary": "Dumont Global LP is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Dumont Global LP (CRD 305883): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Dumont Global LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Dumont Global LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Dumont Global LP located?", "a": "Dumont Global LP's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Dumont Global LP registered with the SEC or a state?", "a": "Dumont Global LP is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 305883." }, { "q": "How much does Dumont Global LP manage?", "a": "Dumont Global LP reports $111,000,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Dumont Global LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Dumont Global LP: Regulatory assets under management: $118,400,000 in the October 2021 data and $111,000,000 in the October 2026 data, down 6%. Total employees: 0 in October 2021 and 0 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Dumont Global LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Dumont Global LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305883" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 118400000.0, "total_employees": 0, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 162880000.0, "total_employees": 0, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 102200000.0, "total_employees": 0, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 117000000.0, "total_employees": 0, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 111000000.0, "total_employees": 0, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 111000000.0, "total_employees": 0, "filing_date": "2026-03-26" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/dumont-global-lp-new-york-ny-305883.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 86000000.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 25000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305883", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }