# Dumont & Blake Investment Advisors LLC

> Dumont & Blake Investment Advisors LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 1999, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 109318
- Filed as: DUMONT & BLAKE INVESTMENT ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109318
- AdvisorCensus page: https://advisorcensus.com/firm/dumont-and-blake-investment-advisors-llc-princeton-nj-109318

## Quick answers

**How is Dumont & Blake Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dumont & Blake Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dumont & Blake Investment Advisors LLC located?**
Dumont & Blake Investment Advisors LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is Dumont & Blake Investment Advisors LLC registered with the SEC or a state?**
Dumont & Blake Investment Advisors LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109318.

**How much does Dumont & Blake Investment Advisors LLC manage?**
Dumont & Blake Investment Advisors LLC reports $562,266,109 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary).

**How have Dumont & Blake Investment Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Dumont & Blake Investment Advisors LLC: Regulatory assets under management: $425,683,015 in the October 2021 data and $562,266,109 in the October 2026 data, up 32%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dumont & Blake Investment Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (205); charitable organizations (7).

**Which custodians does Dumont & Blake Investment Advisors LLC use?**
Dumont & Blake Investment Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dumont & Blake Investment Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109318

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $562,266,109
- Discretionary: $544,189,599
- Non-discretionary: $18,076,510

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 223 | $85,337,582 |
| High net worth individuals | 205 | $463,369,414 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | 7 | $9,201,090 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 4 | $4,358,023 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, CT, DE, FL, IL, LA, MA, NC, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dumontandblake.com](https://dumontandblake.com)
- Facebook @dumontandblake

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $425,683,015 | 8 | March 18, 2021 |
| October 2022 | $504,198,862 | 8 | March 24, 2022 |
| October 2023 | $449,076,441 | 8 | March 7, 2023 |
| October 2024 | $490,004,264 | 8 | June 21, 2024 |
| October 2025 | $540,831,763 | 8 | April 1, 2025 |
| October 2026 | $562,266,109 | 8 | March 31, 2026 |

Regulatory assets under management: $425,683,015 in the October 2021 data and $562,266,109 in the October 2026 data, up 32%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dumont & Blake Investment Advisors LLC (CRD 109318): Form ADV filing data as of October 2026.