{
  "crd_number": 306481,
  "slug": "dumaine-investments-llc-new-orleans-la-306481",
  "primary_business_name": "DUMAINE INVESTMENTS LLC",
  "legal_name": "DUMAINE INVESTMENTS LLC",
  "dbas": [],
  "city": "New Orleans",
  "state": "LA",
  "country": "United States",
  "cbsa_code": "35380",
  "metro": {
    "cbsa_code": "35380",
    "common_name": "New Orleans",
    "msa_name": "New Orleans-Metairie, LA",
    "path": "/advisors/la/new-orleans"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-12-10",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 226991557.0,
  "raum_discretionary": 171554772.0,
  "raum_non_discretionary": 55436785.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 43621391.0,
      "count": 13,
      "description": "TRUSTS AND FAMILY CHARITABLE FOUNDATIONS"
    },
    "individuals": {
      "raum": 25523665.0,
      "count": 81
    },
    "high_net_worth_individuals": {
      "raum": 126880908.0,
      "count": 52
    },
    "corporations_other_businesses": {
      "raum": 30965593.0,
      "count": 10
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "NE",
    "NH",
    "TX"
  ],
  "websites": [
    "https://dumaineinvestments.com",
    "https://linkedin.com/company/dumaineinvestments"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306481",
  "city_as_filed": "NEW ORLEANS",
  "url": "https://advisorcensus.com/firm/dumaine-investments-llc-new-orleans-la-306481",
  "display_name": "Dumaine Investments LLC",
  "summary": "Dumaine Investments LLC is an SEC-registered investment advisory firm in New Orleans, LA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Dumaine Investments LLC (CRD 306481): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Publication of periodicals or newsletters",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Dumaine Investments LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dumaine Investments LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Dumaine Investments LLC located?",
      "a": "Dumaine Investments LLC's principal office is in New Orleans, LA, according to its Form ADV."
    },
    {
      "q": "Is Dumaine Investments LLC registered with the SEC or a state?",
      "a": "Dumaine Investments LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 306481."
    },
    {
      "q": "How much does Dumaine Investments LLC manage?",
      "a": "Dumaine Investments LLC reports $226,991,557 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (76% discretionary)."
    },
    {
      "q": "How have Dumaine Investments LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dumaine Investments LLC: Regulatory assets under management: $142,223,282 in the October 2021 data and $226,991,557 in the October 2026 data, up 60%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dumaine Investments LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (81); high net worth individuals (52); other (13)."
    },
    {
      "q": "Which custodians does Dumaine Investments LLC use?",
      "a": "Dumaine Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dumaine Investments LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306481"
    },
    {
      "q": "What changed in Dumaine Investments LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $204,054,910 to $226,991,557 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 142223282.0,
      "total_employees": 4,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 205175450.0,
      "total_employees": 4,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 199656318.0,
      "total_employees": 4,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 197957070.0,
      "total_employees": 4,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 204054910.0,
      "total_employees": 4,
      "filing_date": "2025-03-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 226991557.0,
      "total_employees": 4,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $204,054,910 to $226,991,557 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dumaine-investments-llc-new-orleans-la-306481.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 81,
      "fewer_than_5": false,
      "raum": 25523665.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 52,
      "fewer_than_5": false,
      "raum": 126880908.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 10,
      "fewer_than_5": false,
      "raum": 30965593.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 13,
      "fewer_than_5": false,
      "raum": 43621391.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306481",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}