# Duffield Financial Group

> Duffield Financial Group is a state-registered investment advisory firm, registered since 2008, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 117464
- Filed as: DUFFIELD FINANCIAL GROUP
- Legal name: Duffield Financial Group, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117464
- AdvisorCensus page: https://advisorcensus.com/firm/duffield-financial-group-117464

## Quick answers

**How is Duffield Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Duffield Financial Group reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Duffield Financial Group registered with the SEC or a state?**
Duffield Financial Group is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 117464.

**Does Duffield Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117464

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Duffield Financial Group (CRD 117464): Form ADV filing data as of October 2026.