# Duell Financial Strategies

> Duell Financial Strategies is a state-registered investment advisory firm in Appleton, WI, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.

- CRD: 140283
- Filed as: DUELL FINANCIAL STRATEGIES
- Legal name: Duell Financial Strategies, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Appleton, WI
- Filing period: October 2026
- Form ADV filing dated: September 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/140283
- AdvisorCensus page: https://advisorcensus.com/firm/duell-financial-strategies-appleton-wi-140283

## Quick answers

**How is Duell Financial Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), Duell Financial Strategies reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Duell Financial Strategies located?**
Duell Financial Strategies' principal office is in Appleton, WI, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Duell Financial Strategies registered with the SEC or a state?**
Duell Financial Strategies is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 140283.

**How much does Duell Financial Strategies manage?**
Duell Financial Strategies reports $319,202,466 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary).

**What types of clients does Duell Financial Strategies serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (462); high net worth individuals (154).

**Does Duell Financial Strategies report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140283

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $319,202,466
- Discretionary: $319,202,466
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 462 | $132,539,315 |
| High net worth individuals | 154 | $186,663,151 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2006 (20 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Green Bay, WI

### Websites listed on Form ADV (Item 1.I)
- duellstrategies.com
- Facebook @DUELLSTRATEGIES
- LinkedIn @duell-financial-strategies

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Duell Financial Strategies (CRD 140283): Form ADV filing data as of October 2026.