{
  "crd_number": 140283,
  "slug": "duell-financial-strategies-appleton-wi-140283",
  "primary_business_name": "DUELL FINANCIAL STRATEGIES",
  "legal_name": "DUELL FINANCIAL STRATEGIES, LLC",
  "dbas": [],
  "city": "Appleton",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "11540",
  "metro": {
    "cbsa_code": "11540",
    "common_name": "Appleton",
    "msa_name": "Appleton, WI",
    "path": "/advisors/wi/appleton"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2006-05-17",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-09-03",
  "carried_forward": false,
  "raum_total": 319202466.0,
  "raum_discretionary": 319202466.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 132539315.0,
      "count": 462
    },
    "high_net_worth_individuals": {
      "raum": 186663151.0,
      "count": 154
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "WI"
  ],
  "websites": [
    "https://duellstrategies.com",
    "https://facebook.com/DUELLSTRATEGIES",
    "https://linkedin.com/company/duell-financial-strategies"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140283",
  "city_as_filed": "APPLETON",
  "url": "https://advisorcensus.com/firm/duell-financial-strategies-appleton-wi-140283",
  "display_name": "Duell Financial Strategies",
  "summary": "Duell Financial Strategies is a state-registered investment advisory firm in Appleton, WI, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.",
  "citation": "AdvisorCensus. Duell Financial Strategies (CRD 140283): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Duell Financial Strategies compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Duell Financial Strategies reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Duell Financial Strategies located?",
      "a": "Duell Financial Strategies' principal office is in Appleton, WI, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Duell Financial Strategies registered with the SEC or a state?",
      "a": "Duell Financial Strategies is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 140283."
    },
    {
      "q": "How much does Duell Financial Strategies manage?",
      "a": "Duell Financial Strategies reports $319,202,466 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Duell Financial Strategies serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (462); high net worth individuals (154)."
    },
    {
      "q": "Does Duell Financial Strategies report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140283"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/duell-financial-strategies-appleton-wi-140283.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 462,
      "fewer_than_5": false,
      "raum": 132539315.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 154,
      "fewer_than_5": false,
      "raum": 186663151.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140283",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}