# Dudley & Shanley, Inc.

> Dudley & Shanley, Inc. is an SEC-registered investment advisory firm in Palm Beach, FL, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 157515
- Filed as: DUDLEY & SHANLEY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157515
- AdvisorCensus page: https://advisorcensus.com/firm/dudley-and-shanley-inc-palm-beach-fl-157515

## Quick answers

**How is Dudley & Shanley, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Dudley & Shanley, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dudley & Shanley, Inc. located?**
Dudley & Shanley, Inc.'s principal office is in Palm Beach, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Dudley & Shanley, Inc. registered with the SEC or a state?**
Dudley & Shanley, Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157515.

**How much does Dudley & Shanley, Inc. manage?**
Dudley & Shanley, Inc. reports $746,831,687 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**How have Dudley & Shanley, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Dudley & Shanley, Inc.: Regulatory assets under management: $707,558,883 in the October 2021 data and $746,831,687 in the October 2026 data, up 6%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dudley & Shanley, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (45); pooled investment vehicles (other than investment companies and business development companies) (3); charitable organizations (3).

**Which custodians does Dudley & Shanley, Inc. use?**
Dudley & Shanley, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon, N.A. and JPMorgan Chase Bank, N.A. as custodians holding 10% or more of its separately managed account assets.

**Does Dudley & Shanley, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157515

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Bank of New York Mellon, N.A.
- JPMorgan Chase Bank, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $746,831,687
- Discretionary: $746,831,687
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 45 | $423,159,201 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $261,137,287 |
| Charitable organizations | 3 | $62,535,199 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Red Bank, NJ

### Websites listed on Form ADV (Item 1.I)
- dudleyshanley.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $707,558,883 | 5 | March 10, 2021 |
| October 2022 | $690,496,362 | 5 | March 16, 2022 |
| October 2023 | $610,775,812 | 5 | March 17, 2023 |
| October 2024 | $659,939,975 | 5 | March 13, 2024 |
| October 2025 | $713,024,963 | 5 | March 11, 2025 |
| October 2026 | $746,831,687 | 5 | March 5, 2026 |

Regulatory assets under management: $707,558,883 in the October 2021 data and $746,831,687 in the October 2026 data, up 6%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dudley & Shanley, Inc. (CRD 157515): Form ADV filing data as of October 2026.