{
  "crd_number": 157515,
  "slug": "dudley-and-shanley-inc-palm-beach-fl-157515",
  "primary_business_name": "DUDLEY & SHANLEY, INC.",
  "legal_name": "DUDLEY & SHANLEY, INC.",
  "dbas": [],
  "city": "Palm Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-07-07",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 746831687.0,
  "raum_discretionary": 746831687.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 62535199.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 423159201.0,
      "count": 45
    },
    "pooled_investment_vehicles": {
      "raum": 261137287.0,
      "count": 3
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "FL",
    "NJ"
  ],
  "websites": [
    "https://dudleyshanley.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157515",
  "city_as_filed": "PALM BEACH",
  "url": "https://advisorcensus.com/firm/dudley-and-shanley-inc-palm-beach-fl-157515",
  "display_name": "Dudley & Shanley, Inc.",
  "summary": "Dudley & Shanley, Inc. is an SEC-registered investment advisory firm in Palm Beach, FL, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Dudley & Shanley, Inc. (CRD 157515): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Dudley & Shanley, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dudley & Shanley, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Dudley & Shanley, Inc. located?",
      "a": "Dudley & Shanley, Inc.'s principal office is in Palm Beach, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Dudley & Shanley, Inc. registered with the SEC or a state?",
      "a": "Dudley & Shanley, Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157515."
    },
    {
      "q": "How much does Dudley & Shanley, Inc. manage?",
      "a": "Dudley & Shanley, Inc. reports $746,831,687 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Dudley & Shanley, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dudley & Shanley, Inc.: Regulatory assets under management: $707,558,883 in the October 2021 data and $746,831,687 in the October 2026 data, up 6%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dudley & Shanley, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (45); pooled investment vehicles (other than investment companies and business development companies) (3); charitable organizations (3)."
    },
    {
      "q": "Which custodians does Dudley & Shanley, Inc. use?",
      "a": "Dudley & Shanley, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon, N.A. and JPMorgan Chase Bank, N.A. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dudley & Shanley, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157515"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 707558883.0,
      "total_employees": 5,
      "filing_date": "2021-03-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 690496362.0,
      "total_employees": 5,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 610775812.0,
      "total_employees": 5,
      "filing_date": "2023-03-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 659939975.0,
      "total_employees": 5,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 713024963.0,
      "total_employees": 5,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 746831687.0,
      "total_employees": 5,
      "filing_date": "2026-03-05"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Bank of New York Mellon, N.A.",
      "name_as_filed": "BANK OF NEW YORK MELLON, N.A.",
      "affiliated": false
    },
    {
      "name": "JPMorgan Chase Bank, N.A.",
      "name_as_filed": "JPMORGAN CHASE BANK, N.A.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dudley-and-shanley-inc-palm-beach-fl-157515.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 423159201.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 261137287.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": false,
      "raum": 62535199.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157515",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}