# Ducere Wealth Management

> Ducere Wealth Management is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 18, 2026.

- CRD: 337471
- Filed as: DUCERE WEALTH MANAGEMENT
- Legal name: Ducere Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337471
- AdvisorCensus page: https://advisorcensus.com/firm/ducere-wealth-management-newport-beach-ca-337471

## Quick answers

**How is Ducere Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Ducere Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Ducere Wealth Management located?**
Ducere Wealth Management's principal office is in Newport Beach, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ducere Wealth Management registered with the SEC or a state?**
Ducere Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337471.

**How much does Ducere Wealth Management manage?**
Ducere Wealth Management reports $503,790,101 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (98% discretionary).

**How have Ducere Wealth Management's assets and staff changed since 2025?**
In the Form ADV data for Ducere Wealth Management: Regulatory assets under management: $0 in the October 2025 data and $503,790,101 in the October 2026 data. Total employees: 2 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ducere Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (76); high net worth individuals (52).

**Which custodians does Ducere Wealth Management use?**
Ducere Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ducere Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337471

**Does Ducere Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated August 10, 2026 says: "DWM requires a minimum account size of $2 million for opening or maintaining an account. However, this requirement may be reduced or waived in the Firm’s sole discretion."

**What changed in Ducere Wealth Management's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 10, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> DWM requires a minimum account size of $2 million for opening or maintaining an account. However, this requirement may be reduced or waived in the Firm’s sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $503,790,101
- Discretionary: $495,622,846
- Non-discretionary: $8,167,255

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 76 | $93,892,840 |
| High net worth individuals | 52 | $397,230,393 |
| Charitable organizations | Fewer than 5 | $12,666,868 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Las Vegas, NV

### Websites listed on Form ADV (Item 1.I)
- ducerewealth.com
- LinkedIn @ducere-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | July 29, 2025 |
| October 2026 | $503,790,101 | 11 | September 18, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $503,790,101 in the October 2026 data.
Total employees: 2 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Regulatory assets under management went from $329,754,505 to $503,790,101 (+53%).

### December 2025
- Regulatory assets under management went from $0 to $329,754,505.
- Employees performing advisory functions went from 2 to 6.

### November 2025
- Added an office in Las Vegas, NV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ducere Wealth Management (CRD 337471): Form ADV filing data as of October 2026.