# Dubois Capital Management LLC

> Dubois Capital Management LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 21, 2026.

- CRD: 327589
- Filed as: DUBOIS CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/327589
- AdvisorCensus page: https://advisorcensus.com/firm/dubois-capital-management-llc-327589

## Quick answers

**How is Dubois Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dubois Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Dubois Capital Management LLC registered with the SEC or a state?**
Dubois Capital Management LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 327589.

**How much does Dubois Capital Management LLC manage?**
Dubois Capital Management LLC reports $90,000 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (100% discretionary).

**What types of clients does Dubois Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1).

**Does Dubois Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327589

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $90,000
- Discretionary: $90,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $90,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dubois.capital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dubois Capital Management LLC (CRD 327589): Form ADV filing data as of October 2026.