{
  "crd_number": 119222,
  "slug": "dubeau-capital-usa-inc-quebec-city-quebec-119222",
  "primary_business_name": "DUBEAU CAPITAL USA INC.",
  "legal_name": "DUBEAU CAPITAL USA INC.",
  "dbas": [],
  "city": "Quebec City, Quebec",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-08-04",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2025-12-15",
  "carried_forward": false,
  "raum_total": 47887720.0,
  "raum_discretionary": 47887720.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 46547190.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 1340530.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119222",
  "city_as_filed": "QUEBEC CITY, QUEBEC",
  "url": "https://advisorcensus.com/firm/dubeau-capital-usa-inc-quebec-city-quebec-119222",
  "display_name": "Dubeau Capital USA Inc.",
  "summary": "Dubeau Capital USA Inc. is an SEC-registered investment advisory firm in Quebec City, Quebec, Canada, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated December 15, 2025.",
  "citation": "AdvisorCensus. Dubeau Capital USA Inc. (CRD 119222): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Dubeau Capital USA Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dubeau Capital USA Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Dubeau Capital USA Inc. located?",
      "a": "Dubeau Capital USA Inc.'s principal office is in Quebec City, Quebec, Canada, according to its Form ADV."
    },
    {
      "q": "Is Dubeau Capital USA Inc. registered with the SEC or a state?",
      "a": "Dubeau Capital USA Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 119222."
    },
    {
      "q": "How much does Dubeau Capital USA Inc. manage?",
      "a": "Dubeau Capital USA Inc. reports $47,887,720 in regulatory assets under management in its Form ADV filing dated December 15, 2025 (100% discretionary)."
    },
    {
      "q": "How have Dubeau Capital USA Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dubeau Capital USA Inc.: Regulatory assets under management: $29,110,000 in the October 2021 data and $47,887,720 in the October 2026 data, up 65%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dubeau Capital USA Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6); high net worth individuals (5)."
    },
    {
      "q": "Which custodians does Dubeau Capital USA Inc. use?",
      "a": "Dubeau Capital USA Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dubeau Capital USA Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119222"
    },
    {
      "q": "Does Dubeau Capital USA Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated December 15, 2025 says: \"Dubeau Capital requires a minimum $250,000 per household account balance for our investment management service.\""
    },
    {
      "q": "What changed in Dubeau Capital USA Inc.'s recent Form ADV filings?",
      "a": "In the January 2026 filing data: Regulatory assets under management went from $35,998,400 to $47,887,720 (+33%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 29110000.0,
      "total_employees": 6,
      "filing_date": "2021-07-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 28406000.0,
      "total_employees": 6,
      "filing_date": "2021-11-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 27046000.0,
      "total_employees": 6,
      "filing_date": "2022-12-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 28326000.0,
      "total_employees": 6,
      "filing_date": "2023-11-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 35998400.0,
      "total_employees": 6,
      "filing_date": "2024-11-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 47887720.0,
      "total_employees": 6,
      "filing_date": "2025-12-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Regulatory assets under management went from $35,998,400 to $47,887,720 (+33%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated December 15, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000"
        ],
        "quotes": [
          "Dubeau Capital requires a minimum $250,000 per household account balance for our investment management service."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Dubeau Capital requires a minimum $250,000 per household account balance for our investment management service."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dubeau-capital-usa-inc-quebec-city-quebec-119222.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 46547190.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1340530.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119222",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}