# Drum Hill Capital, LLC

> Drum Hill Capital, LLC is an SEC-registered investment advisory firm in Westport, CT, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 123359
- Filed as: DRUM HILL CAPITAL, LLC
- Also doing business as: DRUM HILL CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westport, CT
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123359
- AdvisorCensus page: https://advisorcensus.com/firm/drum-hill-capital-llc-westport-ct-123359

## Quick answers

**How is Drum Hill Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Drum Hill Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Drum Hill Capital, LLC located?**
Drum Hill Capital, LLC's principal office is in Westport, CT, according to its Form ADV.

**Is Drum Hill Capital, LLC registered with the SEC or a state?**
Drum Hill Capital, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 123359.

**How much does Drum Hill Capital, LLC manage?**
Drum Hill Capital, LLC reports $194,280,234 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (88% discretionary).

**How have Drum Hill Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Drum Hill Capital, LLC: Regulatory assets under management: $153,690,446 in the October 2021 data and $194,280,234 in the October 2026 data, up 26%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Drum Hill Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (43); individuals (other than high net worth individuals) (29); charitable organizations (1).

**Which custodians does Drum Hill Capital, LLC use?**
Drum Hill Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Drum Hill Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123359

**What changed in Drum Hill Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $170,385,237 to $194,280,234 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $194,280,234
- Discretionary: $171,602,006
- Non-discretionary: $22,678,228

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $9,092,757 |
| High net worth individuals | 43 | $185,168,936 |
| Charitable organizations | 1 | $18,541 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, MA, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- drumhill.com
- LinkedIn @DRUM-HILL-CAPITAL
- X @DRUMHILLCAP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,690,446 | 3 | March 31, 2021 |
| October 2022 | $169,176,418 | 3 | June 7, 2022 |
| October 2023 | $157,114,846 | 3 | March 28, 2023 |
| October 2024 | $169,014,763 | 3 | July 1, 2024 |
| October 2025 | $170,385,237 | 3 | March 17, 2025 |
| October 2026 | $194,280,234 | 3 | September 2, 2026 |

Regulatory assets under management: $153,690,446 in the October 2021 data and $194,280,234 in the October 2026 data, up 26%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $170,385,237 to $194,280,234 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Drum Hill Capital, LLC (CRD 123359): Form ADV filing data as of October 2026.