# Driftwood Advisors, LLC

> Driftwood Advisors, LLC is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 307316
- Filed as: DRIFTWOOD ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307316
- AdvisorCensus page: https://advisorcensus.com/firm/driftwood-advisors-llc-coral-gables-fl-307316

## Quick answers

**How is Driftwood Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Driftwood Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Driftwood Advisors, LLC located?**
Driftwood Advisors, LLC's principal office is in Coral Gables, FL, according to its Form ADV.

**Is Driftwood Advisors, LLC registered with the SEC or a state?**
Driftwood Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307316.

**How much does Driftwood Advisors, LLC manage?**
Driftwood Advisors, LLC reports $568,830,000 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**How have Driftwood Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Driftwood Advisors, LLC: Regulatory assets under management: $383,650,136 in the October 2021 data and $568,830,000 in the October 2026 data, up 48%. Total employees: 25 in October 2021 and 52 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Driftwood Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Driftwood Advisors, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307316

**What changed in Driftwood Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $881,011,666 to $568,830,000 (-35%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $568,830,000
- Discretionary: $568,830,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $568,830,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 52 total, 20 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307316

### Websites listed on Form ADV (Item 1.I)
- driftwoodadvisors.us

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $383,650,136 | 25 | June 15, 2021 |
| October 2022 | $517,185,443 | 45 | March 31, 2022 |
| October 2023 | $717,505,485 | 45 | September 26, 2023 |
| October 2024 | $821,324,898 | 52 | August 1, 2024 |
| October 2025 | $881,011,666 | 54 | May 30, 2025 |
| October 2026 | $568,830,000 | 52 | June 1, 2026 |

Regulatory assets under management: $383,650,136 in the October 2021 data and $568,830,000 in the October 2026 data, up 48%.
Total employees: 25 in October 2021 and 52 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $881,011,666 to $568,830,000 (-35%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Driftwood Advisors, LLC (CRD 307316): Form ADV filing data as of October 2026.