# DRG Financial, LLC

> DRG Financial, LLC is a state-registered investment advisory firm, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated November 21, 2025.

- CRD: 338543
- Filed as: DRG FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Iowa
- Filing period: October 2026
- Form ADV filing dated: November 21, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338543
- AdvisorCensus page: https://advisorcensus.com/firm/drg-financial-llc-338543

## Quick answers

**How is DRG Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), DRG Financial, LLC reports these compensation arrangements: fixed fees (other than subscription fees); other.

**Is DRG Financial, LLC registered with the SEC or a state?**
DRG Financial, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 338543.

**Does DRG Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338543

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DRG Financial, LLC (CRD 338543): Form ADV filing data as of October 2026.