# Dreamwork Financial Group

> Dreamwork Financial Group is a state-registered investment advisory firm in Birmingham, AL, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 175336
- Filed as: DREAMWORK FINANCIAL GROUP
- Legal name: Dreamwork, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/175336
- AdvisorCensus page: https://advisorcensus.com/firm/dreamwork-financial-group-birmingham-al-175336

## Quick answers

**How is Dreamwork Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Dreamwork Financial Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dreamwork Financial Group located?**
Dreamwork Financial Group's principal office is in Birmingham, AL, according to its Form ADV.

**Is Dreamwork Financial Group registered with the SEC or a state?**
Dreamwork Financial Group is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 175336.

**How much does Dreamwork Financial Group manage?**
Dreamwork Financial Group reports $13,399,425 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**What types of clients does Dreamwork Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (12).

**Does Dreamwork Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/175336

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $13,399,425
- Discretionary: $13,399,425
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $5,842,137 |
| High net worth individuals | 12 | $7,557,288 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, LA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dreamwork.financial
- Facebook facebook.com
- Instagram instagram.com
- LinkedIn linkedin.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dreamwork Financial Group (CRD 175336): Form ADV filing data as of October 2026.