# Dream Lake Financial LLC

> Dream Lake Financial LLC is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 329789
- Filed as: DREAM LAKE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Wisconsin
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329789
- AdvisorCensus page: https://advisorcensus.com/firm/dream-lake-financial-llc-329789

## Quick answers

**How is Dream Lake Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dream Lake Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Dream Lake Financial LLC registered with the SEC or a state?**
Dream Lake Financial LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329789.

**How much does Dream Lake Financial LLC manage?**
Dream Lake Financial LLC reports $3,838,294 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Dream Lake Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7).

**Does Dream Lake Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329789

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,838,294
- Discretionary: $3,838,294
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $3,838,294 |
| High net worth individuals | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dreamlakefinancial.com
- Facebook @dream.lake

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dream Lake Financial LLC (CRD 329789): Form ADV filing data as of October 2026.