# Dream Capital Advisors, LLC > Dream Capital Advisors, LLC is an SEC-registered investment advisory firm in Lincolnshire, IL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026. - CRD: 142788 - Filed as: DREAM CAPITAL ADVISORS, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Lincolnshire, IL - Filing period: October 2026 - Form ADV filing dated: March 13, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142788 - AdvisorCensus page: https://advisorcensus.com/firm/dream-capital-advisors-llc-lincolnshire-il-142788 ## Quick answers **How is Dream Capital Advisors, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Dream Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. **How much does Dream Capital Advisors, LLC charge?** Its Form ADV Part 2A brochure dated March 13, 2026 states: Asset-based fee: 1.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Dream Capital Advisors, LLC located?** Dream Capital Advisors, LLC's principal office is in Lincolnshire, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is Dream Capital Advisors, LLC registered with the SEC or a state?** Dream Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 142788. **How much does Dream Capital Advisors, LLC manage?** Dream Capital Advisors, LLC reports $695,270,432 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary). **How have Dream Capital Advisors, LLC's assets and staff changed since 2021?** In the Form ADV data for Dream Capital Advisors, LLC: Regulatory assets under management: $519,458,412 in the October 2021 data and $695,270,432 in the October 2026 data, up 34%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Dream Capital Advisors, LLC serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (31). **Does Dream Capital Advisors, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142788 **Does Dream Capital Advisors, LLC state an account minimum?** Its Form ADV Part 2A brochure dated March 13, 2026 says: "The minimum initial investment for an advisory investment management client relationship is $5,000,000 per household." **What changed in Dream Capital Advisors, LLC's recent Form ADV filings?** In the April 2026 filing data: Regulatory assets under management went from $585,247,647 to $695,270,432 (+19%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026) - Asset-based fee: 1.25% of assets a year > For an individual customized portfolio, Dream Capital charges a client’s fee based on a percentage of assets under management according to the following schedule: • 1.25% on investable assets - Account minimum: $5,000,000 > The minimum initial investment for an advisory investment management client relationship is $5,000,000 per household. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Regulatory assets under management (Item 5.F) - Total: $695,270,432 - Discretionary: $695,270,432 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 0 | Not reported | | High net worth individuals | 31 | $695,270,432 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2014 (12 years) - Employees: 2 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: FL, IL - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the April 2026 filing - Naples, FL ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $519,458,412 | 2 | March 22, 2021 | | October 2022 | $530,392,011 | 2 | March 11, 2022 | | October 2023 | $491,432,112 | 2 | March 8, 2023 | | October 2024 | $552,977,665 | 2 | March 13, 2024 | | October 2025 | $585,247,647 | 2 | March 17, 2025 | | October 2026 | $695,270,432 | 2 | March 13, 2026 | Regulatory assets under management: $519,458,412 in the October 2021 data and $695,270,432 in the October 2026 data, up 34%. Total employees: 2 in October 2021 and 2 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Regulatory assets under management went from $585,247,647 to $695,270,432 (+19%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dream Capital Advisors, LLC (CRD 142788): Form ADV filing data as of October 2026.