# Drawbridge Capital

> Drawbridge Capital is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 128636
- Filed as: DRAWBRIDGE CAPITAL
- Legal name: Drawbridge Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128636
- AdvisorCensus page: https://advisorcensus.com/firm/drawbridge-capital-tulsa-ok-128636

## Quick answers

**How is Drawbridge Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Drawbridge Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Drawbridge Capital charge?**
Its Form ADV Part 2A brochure dated July 1, 2026 states: Hourly rate: $250 an hour (financial planning); Flat fee: $2,000 to $5,000 a year (retirement plan and pension consulting agreements). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Drawbridge Capital located?**
Drawbridge Capital's principal office is in Tulsa, OK, according to its Form ADV.

**Is Drawbridge Capital registered with the SEC or a state?**
Drawbridge Capital is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 128636.

**How much does Drawbridge Capital manage?**
Drawbridge Capital reports $224,592,580 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**How have Drawbridge Capital's assets and staff changed since 2021?**
In the Form ADV data for Drawbridge Capital: Regulatory assets under management: $144,569,308 in the October 2021 data and $224,592,580 in the October 2026 data, up 55%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Drawbridge Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (613); high net worth individuals (359); charitable organizations (3).

**Does Drawbridge Capital report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128636

**What changed in Drawbridge Capital's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 1, 2026)

- Hourly rate: $250 an hour (financial planning)

> The hourly fee is generally $250 an hour. The total estimated fee, as well as the ultimate fee that we charge, is based on the scope and complexity of the specific engagement.

- Flat fee: $2,000 to $5,000 a year (retirement plan and pension consulting agreements)

> The minimum flat fee range is generally between $2,000 - $5,000 annually depending on the size, complexity, and services offered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $224,592,580
- Discretionary: $224,592,580
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 613 | $83,629,659 |
| High net worth individuals | 359 | $136,624,202 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $611,912 |
| Charitable organizations | 3 | $356,853 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $3,369,954 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 10 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CO, FL, LA, MO, OK, TX, VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128636

### Websites listed on Form ADV (Item 1.I)
- drawbridge.capital
- regentfs.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $144,569,308 | 10 | September 23, 2021 |
| October 2022 | $154,239,052 | 9 | September 9, 2022 |
| October 2023 | $145,033,568 | 11 | March 28, 2023 |
| October 2024 | $162,316,473 | 13 | September 25, 2024 |
| October 2025 | $189,926,889 | 12 | March 19, 2025 |
| October 2026 | $224,592,580 | 10 | September 22, 2026 |

Regulatory assets under management: $144,569,308 in the October 2021 data and $224,592,580 in the October 2026 data, up 55%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in VA.

### April 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $189,926,889 to $224,592,580 (+18%).
- No longer lists an office in Edmond, OK.
- No longer lists an office in Owasso, OK.
- No longer lists an office in Tulsa, OK.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Drawbridge Capital (CRD 128636): Form ADV filing data as of October 2026.