# Dragus Capital, LLC

> Dragus Capital, LLC is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 158122
- Filed as: DRAGUS CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158122
- AdvisorCensus page: https://advisorcensus.com/firm/dragus-capital-llc-coral-gables-fl-158122

## Quick answers

**How is Dragus Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dragus Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Dragus Capital, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dragus Capital, LLC located?**
Dragus Capital, LLC's principal office is in Coral Gables, FL, according to its Form ADV.

**Is Dragus Capital, LLC registered with the SEC or a state?**
Dragus Capital, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158122.

**How much does Dragus Capital, LLC manage?**
Dragus Capital, LLC reports $225,942,454 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (88% discretionary).

**How have Dragus Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Dragus Capital, LLC: Regulatory assets under management: $210,446,883 in the October 2021 data and $225,942,454 in the October 2026 data, up 7%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dragus Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (6).

**Which custodians does Dragus Capital, LLC use?**
Dragus Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Banco Sabadell Miami Branch, Banco Santander International SA and ML as custodians holding 10% or more of its separately managed account assets.

**Does Dragus Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158122

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> The annual fee ranges up to 1.5% of the market value of the assets under management.

> Dragus, in its sole discretion, may negotiate to charge a fixed fee or lesser management fee based upon certain criteria, such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client relationships, account retention, pro bono activities, etc.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Banco Sabadell Miami Branch
- Banco Santander International SA
- ML

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $225,942,454
- Discretionary: $198,677,932
- Non-discretionary: $27,264,522

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $761,997 |
| High net worth individuals | 80 | $225,180,457 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- draguscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $210,446,883 | 2 | March 31, 2021 |
| October 2022 | $206,651,544 | 5 | March 30, 2022 |
| October 2023 | $170,438,349 | 5 | March 31, 2023 |
| October 2024 | $209,584,781 | 5 | March 14, 2024 |
| October 2025 | $208,870,004 | 5 | March 4, 2025 |
| October 2026 | $225,942,454 | 5 | March 30, 2026 |

Regulatory assets under management: $210,446,883 in the October 2021 data and $225,942,454 in the October 2026 data, up 7%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dragus Capital, LLC (CRD 158122): Form ADV filing data as of October 2026.