# DP Capital Management Inc.

> DP Capital Management Inc. is a state-registered investment advisory firm in Katy, TX, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 145776
- Filed as: DP CAPITAL MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Katy, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/145776
- AdvisorCensus page: https://advisorcensus.com/firm/dp-capital-management-inc-katy-tx-145776

## Quick answers

**How is DP Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), DP Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DP Capital Management Inc. located?**
DP Capital Management Inc.'s principal office is in Katy, TX, according to its Form ADV.

**Is DP Capital Management Inc. registered with the SEC or a state?**
DP Capital Management Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 145776.

**How much does DP Capital Management Inc. manage?**
DP Capital Management Inc. reports $37,647,928 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does DP Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18).

**Does DP Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/145776

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,647,928
- Discretionary: $37,647,928
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | 18 | $37,647,928 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |
| Other | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dpcapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DP Capital Management Inc. (CRD 145776): Form ADV filing data as of October 2026.