# DOW Family Office Advisory, LLC > DOW Family Office Advisory, LLC is an SEC-registered investment advisory firm in Lakewood Ranch, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 1, 2026. - CRD: 340475 - Filed as: DOW FAMILY OFFICE ADVISORY, LLC - Registration: SEC-registered investment adviser (status as filed: 120-Day Approval) - Location: Lakewood Ranch, FL - Filing period: October 2026 - Form ADV filing dated: May 1, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340475 - AdvisorCensus page: https://advisorcensus.com/firm/dow-family-office-advisory-llc-lakewood-ranch-fl-340475 ## Quick answers **How is DOW Family Office Advisory, LLC compensated?** On its Form ADV (Item 5.E, October 2026), DOW Family Office Advisory, LLC reports these compensation arrangements: a percentage of assets under its management. **What does DOW Family Office Advisory, LLC's brochure say about its fees?** Its Form ADV Part 2A brochure dated May 1, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is DOW Family Office Advisory, LLC located?** DOW Family Office Advisory, LLC's principal office is in Lakewood Ranch, FL, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is DOW Family Office Advisory, LLC registered with the SEC or a state?** DOW Family Office Advisory, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 340475. **How much does DOW Family Office Advisory, LLC manage?** DOW Family Office Advisory, LLC reports $0 in regulatory assets under management in its Form ADV filing dated May 1, 2026. **Does DOW Family Office Advisory, LLC report any disciplinary disclosures?** Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340475 **Does DOW Family Office Advisory, LLC state an account minimum?** Its Form ADV Part 2A brochure dated May 1, 2026 says: "DFOA generally does not impose a minimum relationship size." **What changed in DOW Family Office Advisory, LLC's recent Form ADV filings?** In the June 2026 filing data: Registered or notice-filed in CT, NJ. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated May 1, 2026) - Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states) > Investment advisory fees range up to 1.25% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor. - Account minimum: None > DFOA generally does not impose a minimum relationship size. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Regulatory assets under management (Item 5.F) - Total: $0 - Discretionary: $0 - Non-discretionary: $0 ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2026 (0 years) - Employees: 2 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CT, FL, ME, NH, NJ, TX - Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340475 ### Other offices (Schedule D, Section 1.F), as of the June 2026 filing - Falmouth, ME ## Changes in the filing (last 12 months) ### June 2026 - Registered or notice-filed in CT, NJ. ### May 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DOW Family Office Advisory, LLC (CRD 340475): Form ADV filing data as of October 2026.