# Dove Investment Research and Management, Inc.

> Dove Investment Research and Management, Inc. is an SEC-registered investment advisory firm in Irvine, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 300058
- Filed as: DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300058
- AdvisorCensus page: https://advisorcensus.com/firm/dove-investment-research-and-management-inc-irvine-ca-300058

## Quick answers

**How is Dove Investment Research and Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Dove Investment Research and Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Dove Investment Research and Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Hourly rate: $200 to $400 an hour (financial planning and consulting services); Flat fee: $2,500 to $5,000 (financial planning and consulting services); Hourly rate: $400 an hour (estate resolution services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dove Investment Research and Management, Inc. located?**
Dove Investment Research and Management, Inc.'s principal office is in Irvine, CA, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Dove Investment Research and Management, Inc. registered with the SEC or a state?**
Dove Investment Research and Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 300058.

**How much does Dove Investment Research and Management, Inc. manage?**
Dove Investment Research and Management, Inc. reports $107,371,381 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does Dove Investment Research and Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (94); individuals (other than high net worth individuals) (81).

**Which custodians does Dove Investment Research and Management, Inc. use?**
Dove Investment Research and Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Dove Investment Research and Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300058

**Does Dove Investment Research and Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "We offer our services to individuals, high net worth individuals and charities. We do not have a minimum account size requirement."

**What changed in Dove Investment Research and Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: None

> We offer our services to individuals, high net worth individuals and charities. We do not have a minimum account size requirement.

- Hourly rate: $200 to $400 an hour (financial planning and consulting services)

> Our hourly fee ranges between $200 and $400, depending on where the client resides, and the topics covered.

- Flat fee: $2,500 to $5,000 (financial planning and consulting services)

> Our fixed fee ranges from $2,500 to $5,000. The fixed fee range varies depending on the nature and complexity of each client’s individual circumstances

- Hourly rate: $400 an hour (estate resolution services)

> We charge clients an hourly fee of $400 per hour for our estate resolution services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,371,381
- Discretionary: $107,371,381
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 81 | $17,420,690 |
| High net worth individuals | 94 | $84,692,362 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $80,328 |
| Charitable organizations | Fewer than 5 | $5,178,001 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, ID, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Sandy, UT
- Sherman Oaks, CA
- Torrance, CA
- Woodland Hills, CA

### Websites listed on Form ADV (Item 1.I)
- [doveinvestments.com](https://doveinvestments.com)
- Facebook @doveinvestments
- LinkedIn @dove-investment-research-&-management
- YouTube @UCfIDfMWsnb4Xc6njJTT1odQ

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dove Investment Research and Management, Inc. (CRD 300058): Form ADV filing data as of October 2026.