# Douglas Capital Management Inc

> Douglas Capital Management Inc is an SEC-registered investment advisory firm in Jacksonville, FL, registered since 1975, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 106262
- Filed as: DOUGLAS CAPITAL MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jacksonville, FL
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106262
- AdvisorCensus page: https://advisorcensus.com/firm/douglas-capital-management-inc-jacksonville-fl-106262

## Quick answers

**How is Douglas Capital Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Douglas Capital Management Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Douglas Capital Management Inc located?**
Douglas Capital Management Inc's principal office is in Jacksonville, FL, according to its Form ADV.

**Is Douglas Capital Management Inc registered with the SEC or a state?**
Douglas Capital Management Inc is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 106262.

**How much does Douglas Capital Management Inc manage?**
Douglas Capital Management Inc reports $295,184,098 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Douglas Capital Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Douglas Capital Management Inc: Regulatory assets under management: $270,812,793 in the October 2021 data and $295,184,098 in the October 2026 data, up 9%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Douglas Capital Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (19); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Which custodians does Douglas Capital Management Inc use?**
Douglas Capital Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Douglas Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106262

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $295,184,098
- Discretionary: $295,184,098
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $18,082,871 |
| High net worth individuals | 19 | $41,890,986 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $1,290,933 |
| Corporations or other businesses not listed above | 1 | $233,919,308 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1975 (51 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- douglascapitalmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $270,812,793 | 3 | September 22, 2021 |
| October 2022 | $273,864,458 | 3 | March 1, 2022 |
| October 2023 | $252,876,486 | 4 | March 14, 2023 |
| October 2024 | $271,540,292 | 4 | February 27, 2024 |
| October 2025 | $282,486,525 | 4 | March 5, 2025 |
| October 2026 | $295,184,098 | 4 | March 16, 2026 |

Regulatory assets under management: $270,812,793 in the October 2021 data and $295,184,098 in the October 2026 data, up 9%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Douglas Capital Management Inc (CRD 106262): Form ADV filing data as of October 2026.