# Douglas Anderson, III

> Douglas Anderson, III is a state-registered investment advisory firm in Houston, TX, registered since 1998, reporting under $25 million in regulatory assets under management in its Form ADV filing dated November 5, 2020.

- CRD: 114906
- Filed as: DOUGLAS ANDERSON, III
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: November 5, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114906
- AdvisorCensus page: https://advisorcensus.com/firm/douglas-anderson-iii-houston-tx-114906

## Quick answers

**How is Douglas Anderson, III compensated?**
On its Form ADV (Item 5.E, October 2026), Douglas Anderson, III reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Douglas Anderson, III located?**
Douglas Anderson, III's principal office is in Houston, TX, according to its Form ADV.

**Is Douglas Anderson, III registered with the SEC or a state?**
Douglas Anderson, III is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 114906.

**How much does Douglas Anderson, III manage?**
Douglas Anderson, III reports $0 in regulatory assets under management in its Form ADV filing dated November 5, 2020.

**Does Douglas Anderson, III report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114906

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Douglas Anderson, III (CRD 114906): Form ADV filing data as of October 2026.