# Dougherty Financial Planning, LLC

> Dougherty Financial Planning, LLC is a state-registered investment advisory firm in Tallahassee, FL, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 317397
- Filed as: DOUGHERTY FINANCIAL PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tallahassee, FL
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/317397
- AdvisorCensus page: https://advisorcensus.com/firm/dougherty-financial-planning-llc-tallahassee-fl-317397

## Quick answers

**How is Dougherty Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dougherty Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dougherty Financial Planning, LLC located?**
Dougherty Financial Planning, LLC's principal office is in Tallahassee, FL, according to its Form ADV.

**Is Dougherty Financial Planning, LLC registered with the SEC or a state?**
Dougherty Financial Planning, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 317397.

**How much does Dougherty Financial Planning, LLC manage?**
Dougherty Financial Planning, LLC reports $2,473,446 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Dougherty Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Dougherty Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/317397

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $2,473,446
- Discretionary: $2,473,446
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $1,739,855 |
| High net worth individuals | Fewer than 5 | $630,060 |
| Corporations or other businesses not listed above | Fewer than 5 | $103,531 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- finplanning.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dougherty Financial Planning, LLC (CRD 317397): Form ADV filing data as of October 2026.