{ "crd_number": 141546, "slug": "doucet-asset-management-llc-new-orleans-la-141546", "primary_business_name": "DOUCET ASSET MANAGEMENT, LLC", "legal_name": "DOUCET ASSET MANAGEMENT, LLC", "dbas": [], "city": "New Orleans", "state": "LA", "country": "United States", "cbsa_code": "35380", "metro": { "cbsa_code": "35380", "common_name": "New Orleans", "msa_name": "New Orleans-Metairie, LA", "path": "/advisors/la/new-orleans" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-05-01", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-19", "carried_forward": false, "raum_total": 120829895.0, "raum_discretionary": 36486021.0, "raum_non_discretionary": 84343874.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 8890346.0, "count": 35 }, "high_net_worth_individuals": { "raum": 25920940.0, "count": 6 }, "corporations_other_businesses": { "raum": 86018609.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "LA", "TX" ], "websites": [ "https://doucetcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141546", "city_as_filed": "NEW ORLEANS", "url": "https://advisorcensus.com/firm/doucet-asset-management-llc-new-orleans-la-141546", "display_name": "Doucet Asset Management, LLC", "summary": "Doucet Asset Management, LLC is an SEC-registered investment advisory firm in New Orleans, LA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.", "citation": "AdvisorCensus. Doucet Asset Management, LLC (CRD 141546): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Doucet Asset Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Doucet Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Doucet Asset Management, LLC located?", "a": "Doucet Asset Management, LLC's principal office is in New Orleans, LA, according to its Form ADV." }, { "q": "Is Doucet Asset Management, LLC registered with the SEC or a state?", "a": "Doucet Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 141546." }, { "q": "How much does Doucet Asset Management, LLC manage?", "a": "Doucet Asset Management, LLC reports $120,829,895 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (30% discretionary)." }, { "q": "How have Doucet Asset Management, LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Doucet Asset Management, LLC: Regulatory assets under management: $132,591,731 in the October 2025 data and $120,829,895 in the October 2026 data, down 9%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Doucet Asset Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); corporations or other businesses not listed above (7); high net worth individuals (6)." }, { "q": "Which custodians does Doucet Asset Management, LLC use?", "a": "Doucet Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Doucet Asset Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141546" } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 132591731.0, "total_employees": 2, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 120829895.0, "total_employees": 2, "filing_date": "2026-03-19" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "RBC Capital Markets, LLC", "name_as_filed": "RBC CAPITAL MARKETS, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/doucet-asset-management-llc-new-orleans-la-141546.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 35, "fewer_than_5": false, "raum": 8890346.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 6, "fewer_than_5": false, "raum": 25920940.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 86018609.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141546", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }