# Double Bay Management & Planning

> Double Bay Management & Planning is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 136373
- Filed as: DOUBLE BAY MANAGEMENT & PLANNING
- Legal name: Oxley, Harry Keir
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136373
- AdvisorCensus page: https://advisorcensus.com/firm/double-bay-management-and-planning-san-francisco-ca-136373

## Quick answers

**How is Double Bay Management & Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Double Bay Management & Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Double Bay Management & Planning charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $200 an hour (Follow-on implementation work); Flat fee: $4,000 to $50,000 (Pension Consulting Fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Double Bay Management & Planning located?**
Double Bay Management & Planning's principal office is in San Francisco, CA, according to its Form ADV.

**Is Double Bay Management & Planning registered with the SEC or a state?**
Double Bay Management & Planning is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 136373.

**How much does Double Bay Management & Planning manage?**
Double Bay Management & Planning reports $127,047,204 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Double Bay Management & Planning's assets and staff changed since 2021?**
In the Form ADV data for Double Bay Management & Planning: Regulatory assets under management: $105,077,252 in the October 2021 data and $127,047,204 in the October 2026 data, up 21%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Double Bay Management & Planning serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (9).

**Which custodians does Double Bay Management & Planning use?**
Double Bay Management & Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascensus Broker Dealer Services, LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Double Bay Management & Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136373

**What changed in Double Bay Management & Planning's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $111,160,736 to $127,047,204 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Hourly rate: $200 an hour (Follow-on implementation work)

> Follow-on implementation work is billed separately at the rate of $200 per hour.

- Flat fee: $4,000 to $50,000 (Pension Consulting Fees)

> Alternatively, a flat fee may be charged and will range from $4,000 to $50,000. This fee is not negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Ascensus Broker Dealer Services, LLC
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $127,047,204
- Discretionary: $127,047,204
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $1,282,166 |
| High net worth individuals | 23 | $104,456,015 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $21,309,023 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dbmp.com](https://dbmp.com)
- [doublebaymp.com](https://doublebaymp.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $105,077,252 | 1 | March 26, 2021 |
| October 2022 | $112,425,565 | 1 | March 31, 2022 |
| October 2023 | $100,844,018 | 1 | March 30, 2023 |
| October 2024 | $106,155,745 | 1 | March 29, 2024 |
| October 2025 | $111,160,736 | 1 | March 28, 2025 |
| October 2026 | $127,047,204 | 1 | March 30, 2026 |

Regulatory assets under management: $105,077,252 in the October 2021 data and $127,047,204 in the October 2026 data, up 21%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $111,160,736 to $127,047,204 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Double Bay Management & Planning (CRD 136373): Form ADV filing data as of October 2026.