# Doty Equity Advisors, Inc.

> Doty Equity Advisors, Inc. is a state-registered investment advisory firm, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 21, 2026.

- CRD: 113351
- Filed as: DOTY EQUITY ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113351
- AdvisorCensus page: https://advisorcensus.com/firm/doty-equity-advisors-inc-113351

## Quick answers

**How is Doty Equity Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Doty Equity Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Doty Equity Advisors, Inc. registered with the SEC or a state?**
Doty Equity Advisors, Inc. is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 113351.

**How much does Doty Equity Advisors, Inc. manage?**
Doty Equity Advisors, Inc. reports $37,317,960 in regulatory assets under management in its Form ADV filing dated January 21, 2026 (100% discretionary).

**What types of clients does Doty Equity Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10).

**Does Doty Equity Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113351

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $37,317,960
- Discretionary: $37,317,960
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,306,618 |
| High net worth individuals | 10 | $36,011,342 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Doty Equity Advisors, Inc. (CRD 113351): Form ADV filing data as of October 2026.