# Dorman Financial Management, P.A.

> Dorman Financial Management, P.A. is an SEC-registered investment advisory firm in Maitland, FL, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 136881
- Filed as: DORMAN FINANCIAL MANAGEMENT, P.A.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Maitland, FL
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136881
- AdvisorCensus page: https://advisorcensus.com/firm/dorman-financial-management-p-a-maitland-fl-136881

## Quick answers

**How is Dorman Financial Management, P.A. compensated?**
On its Form ADV (Item 5.E, October 2026), Dorman Financial Management, P.A. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Dorman Financial Management, P.A. charge?**
Its Form ADV Part 2A brochure dated February 25, 2026 states: Asset-based fee: 0.4% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dorman Financial Management, P.A. located?**
Dorman Financial Management, P.A.'s principal office is in Maitland, FL, according to its Form ADV.

**Is Dorman Financial Management, P.A. registered with the SEC or a state?**
Dorman Financial Management, P.A. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 136881.

**How much does Dorman Financial Management, P.A. manage?**
Dorman Financial Management, P.A. reports $160,580,740 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (99% discretionary).

**How have Dorman Financial Management, P.A.'s assets and staff changed since 2021?**
In the Form ADV data for Dorman Financial Management, P.A.: Regulatory assets under management: $153,495,796 in the October 2021 data and $160,580,740 in the October 2026 data, up 5%. Total employees: 6 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dorman Financial Management, P.A. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (204); high net worth individuals (58).

**Which custodians does Dorman Financial Management, P.A. use?**
Dorman Financial Management, P.A.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dorman Financial Management, P.A. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136881

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Asset-based fee: 0.4% to 2% a year (a range, as the brochure states it)

> Our annualized fees for portfolio management services range from 0.4% to 2.0% depending on individual circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $160,580,740
- Discretionary: $158,406,462
- Non-discretionary: $2,174,278

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 204 | $55,875,955 |
| High net worth individuals | 58 | $100,864,448 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,840,337 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, NC, NH, NY, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dormanfinancial.com](https://dormanfinancial.com)
- LinkedIn @dorman-financial-management-p-a-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,495,796 | 6 | August 11, 2021 |
| October 2022 | $161,243,565 | 6 | March 9, 2022 |
| October 2023 | $143,225,629 | 5 | March 29, 2023 |
| October 2024 | $145,100,400 | 6 | April 15, 2024 |
| October 2025 | $147,802,769 | 5 | March 3, 2025 |
| October 2026 | $160,580,740 | 2 | February 25, 2026 |

Regulatory assets under management: $153,495,796 in the October 2021 data and $160,580,740 in the October 2026 data, up 5%.
Total employees: 6 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dorman Financial Management, P.A. (CRD 136881): Form ADV filing data as of October 2026.