{
  "crd_number": 339280,
  "slug": "dorian-investment-advisory-llc-memphis-tn-339280",
  "primary_business_name": "DORIAN INVESTMENT ADVISORY LLC",
  "legal_name": "DORIAN INVESTMENT ADVISORY LLC",
  "dbas": [],
  "city": "Memphis",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "32820",
  "metro": {
    "cbsa_code": "32820",
    "common_name": "Memphis",
    "msa_name": "Memphis, TN-MS-AR",
    "path": "/advisors/tn/memphis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-05-05",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-04-29",
  "carried_forward": false,
  "raum_total": 102628570.0,
  "raum_discretionary": 102628570.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4764825.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 20633097.0,
      "count": 97
    },
    "high_net_worth_individuals": {
      "raum": 77170635.0,
      "count": 21
    },
    "corporations_other_businesses": {
      "raum": 60013.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TN",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339280",
  "city_as_filed": "MEMPHIS",
  "url": "https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280",
  "display_name": "Dorian Investment Advisory LLC",
  "summary": "Dorian Investment Advisory LLC is an SEC-registered investment advisory firm in Memphis, TN, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 29, 2026.",
  "citation": "AdvisorCensus. Dorian Investment Advisory LLC (CRD 339280): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Dorian Investment Advisory LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dorian Investment Advisory LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Dorian Investment Advisory LLC located?",
      "a": "Dorian Investment Advisory LLC's principal office is in Memphis, TN, according to its Form ADV."
    },
    {
      "q": "Is Dorian Investment Advisory LLC registered with the SEC or a state?",
      "a": "Dorian Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339280."
    },
    {
      "q": "How much does Dorian Investment Advisory LLC manage?",
      "a": "Dorian Investment Advisory LLC reports $102,628,570 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Dorian Investment Advisory LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (97); high net worth individuals (21)."
    },
    {
      "q": "Which custodians does Dorian Investment Advisory LLC use?",
      "a": "Dorian Investment Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dorian Investment Advisory LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339280"
    },
    {
      "q": "Does Dorian Investment Advisory LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"DIA generally requires a minimum relationship size of $100,000 to effectively implement its investment process.\""
    },
    {
      "q": "What changed in Dorian Investment Advisory LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "DIA generally requires a minimum relationship size of $100,000 to effectively implement its investment process."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "DIA generally requires a minimum relationship size of $100,000 to effectively implement its investment process."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dorian-investment-advisory-llc-memphis-tn-339280.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 97,
      "fewer_than_5": false,
      "raum": 20633097.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 21,
      "fewer_than_5": false,
      "raum": 77170635.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 4764825.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 60013.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339280",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}