# Dorfman Value Investments LLC

> Dorfman Value Investments LLC is a state-registered investment advisory firm in Newton, MA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 120911
- Filed as: DORFMAN VALUE INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newton, MA
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120911
- AdvisorCensus page: https://advisorcensus.com/firm/dorfman-value-investments-llc-newton-ma-120911

## Quick answers

**How is Dorfman Value Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dorfman Value Investments LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dorfman Value Investments LLC located?**
Dorfman Value Investments LLC's principal office is in Newton, MA, according to its Form ADV.

**Is Dorfman Value Investments LLC registered with the SEC or a state?**
Dorfman Value Investments LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 120911.

**How much does Dorfman Value Investments LLC manage?**
Dorfman Value Investments LLC reports $35,280,384 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary).

**What types of clients does Dorfman Value Investments LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (13); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Dorfman Value Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120911

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $35,280,384
- Discretionary: $35,280,384
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $13,171,622 |
| High net worth individuals | 13 | $19,251,824 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,849,683 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $1,007,255 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (13 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NC, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dorfmanvalue.com](https://dorfmanvalue.com)
- Facebook @DorfmanValueInvestments
- Instagram @Dorfman Value Investments
- LinkedIn @JOHN-DORFMAN-7504447
- X @JOHNDORFMAN

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dorfman Value Investments LLC (CRD 120911): Form ADV filing data as of October 2026.