# Dopkins Wealth Management, LLC

> Dopkins Wealth Management, LLC is an SEC-registered investment advisory firm in Williamsville, NY, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 31, 2026.

- CRD: 124209
- Filed as: DOPKINS WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Williamsville, NY
- Filing period: October 2026
- Form ADV filing dated: August 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124209
- AdvisorCensus page: https://advisorcensus.com/firm/dopkins-wealth-management-llc-williamsville-ny-124209

## Quick answers

**How is Dopkins Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dopkins Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dopkins Wealth Management, LLC located?**
Dopkins Wealth Management, LLC's principal office is in Williamsville, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Dopkins Wealth Management, LLC registered with the SEC or a state?**
Dopkins Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 124209.

**How much does Dopkins Wealth Management, LLC manage?**
Dopkins Wealth Management, LLC reports $717,043,710 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (100% discretionary).

**How have Dopkins Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Dopkins Wealth Management, LLC: Regulatory assets under management: $589,359,989 in the October 2021 data and $717,043,710 in the October 2026 data, up 22%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dopkins Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (149); high net worth individuals (140); corporations or other businesses not listed above (11).

**Which custodians does Dopkins Wealth Management, LLC use?**
Dopkins Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dopkins Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124209

**What changed in Dopkins Wealth Management, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $717,043,710
- Discretionary: $714,420,326
- Non-discretionary: $2,623,384

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 149 | $32,610,356 |
| High net worth individuals | 140 | $650,427,821 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $6,161,332 |
| Charitable organizations | 5 | $2,175,101 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $25,669,100 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NC, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Latham, NY

### Websites listed on Form ADV (Item 1.I)
- dopkins.com
- dopkinswealthmanagement.com
- LinkedIn @DOPKINS-WEALTH-MANAGEMENT-LLC
- X @DOPKINSWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $589,359,989 | 6 | March 10, 2021 |
| October 2022 | $637,185,737 | 5 | May 24, 2022 |
| October 2023 | $538,997,274 | 6 | January 30, 2023 |
| October 2024 | $618,046,674 | 6 | July 24, 2024 |
| October 2025 | $645,557,984 | 7 | April 4, 2025 |
| October 2026 | $717,043,710 | 6 | August 31, 2026 |

Regulatory assets under management: $589,359,989 in the October 2021 data and $717,043,710 in the October 2026 data, up 22%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in NC.

### March 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $645,557,984 to $717,043,710 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dopkins Wealth Management, LLC (CRD 124209): Form ADV filing data as of October 2026.